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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCB
3326
United Community Banks
UCB
$4.36B
$36K ﹤0.01%
1,262
+473
+60% +$12.8K
TRTN
3327
DELISTED
Triton International Limited
TRTN
$36K ﹤0.01%
1,093
+615
+129% +$21.2K
ESBK
3328
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$36K ﹤0.01%
1,890
– –
EEB
3329
DELISTED
Invesco BRIC ETF
EEB
$36K ﹤0.01%
1,000
+775
+344% +$27.2K
CIO
3330
DELISTED
City Office REIT
CIO
$35K ﹤0.01%
2,534
-19,980
-89% -$254K
EXI icon
3331
iShares Global Industrials ETF
EXI
$1.49B
$35K ﹤0.01%
388
– –
GLDI icon
3332
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.9M
$35K ﹤0.01%
195
+135
+225% +$24.9K
NJR icon
3333
New Jersey Resources
NJR
$5.56B
$35K ﹤0.01%
834
-2,117
-72% -$89.5K
SDS icon
3334
ProShares UltraShort S&P500
SDS
$370M
$35K ﹤0.01%
30
-50
-63% -$61K
NBIS
3335
Nebius Group N.V.
NBIS
$59.7B
$35K ﹤0.01%
1,067
-139
-12% -$4.24K
SMED
3336
DELISTED
Sharps Compliance Corp
SMED
$35K ﹤0.01%
7,401
– –
CNXM
3337
DELISTED
CNX Midstream Partners LP
CNXM
$35K ﹤0.01%
2,211
-559
-20% -$10.2K
CSFL
3338
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$35K ﹤0.01%
1,319
-174
-12% -$4.33K
WAGE
3339
DELISTED
WageWorks, Inc.
WAGE
$35K ﹤0.01%
563
+215
+62% +$13.1K
MNTX
3340
DELISTED
Manitex International, Inc.
MNTX
$35K ﹤0.01%
3,880
– –
EVO
3341
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$35K ﹤0.01%
2,572
+25
+1% +$342
DSGX icon
3342
Descartes Systems
DSGX
$6.58B
$34K ﹤0.01%
1,246
+1,077
+637% +$28.5K
FCOM icon
3343
Fidelity MSCI Communication Services Index ETF
FCOM
$1.76B
$34K ﹤0.01%
1,064
+149
+16% +$4.8K
FTS icon
3344
Fortis
FTS
$28.7B
$34K ﹤0.01%
947
+238
+34% +$8.58K
HELE icon
3345
Helen of Troy
HELE
$691M
$34K ﹤0.01%
341
+12
+4% +$1.15K
MCRB icon
3346
Seres Therapeutics
MCRB
$46.6M
$34K ﹤0.01%
105
+10
+11% +$2.73K
PALI icon
3347
Palisade Bio
PALI
$356M
– –
0
– –
RYAM icon
3348
Rayonier Advanced Materials
RYAM
$579M
$34K ﹤0.01%
2,395
+114
+5% +$1.63K
SENS icon
3349
Senseonics Holdings Inc
SENS
$408M
$34K ﹤0.01%
537
+500
+1,351% +$26.1K
CYBE
3350
DELISTED
Cyberoptics Corp
CYBE
$34K ﹤0.01%
2,095
+1,095
+110% +$19.4K
132 133
134
135 136

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.