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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIG icon
3326
Employers Holdings
EIG
$869M
$22K ﹤0.01%
715
+299
+72% +$8.87K
EXLS icon
3327
EXL Service
EXLS
$5.28B
$22K ﹤0.01%
2,230
-1,875
-46% -$19.1K
HLIT icon
3328
Harmonic Inc
HLIT
$1.5B
$22K ﹤0.01%
3,665
– –
KRC icon
3329
Kilroy Realty
KRC
$4.27B
$22K ﹤0.01%
326
-374
-53% -$26.3K
MEI icon
3330
Methode Electronics
MEI
$603M
$22K ﹤0.01%
619
+37
+6% +$1.3K
PEX icon
3331
ProShares Global Listed Private Equity ETF
PEX
$11.6M
$22K ﹤0.01%
+566
New +$21.4K
PFIS icon
3332
Peoples Financial Services
PFIS
$714M
$22K ﹤0.01%
+530
New +$20.9K
PPC icon
3333
Pilgrim's Pride
PPC
$6.64B
$22K ﹤0.01%
1,042
-1,770
-63% -$41.1K
SEF icon
3334
ProShares Short Financials
SEF
$12.9M
$22K ﹤0.01%
175
-2,226
-93% -$287K
SMTC icon
3335
Semtech
SMTC
$12.9B
$22K ﹤0.01%
800
+493
+161% +$12.7K
THRM icon
3336
Gentherm
THRM
$1.34B
$22K ﹤0.01%
687
+677
+6,770% +$22.4K
TREE icon
3337
LendingTree
TREE
$458M
$22K ﹤0.01%
236
+12
+5% +$1.2K
USL icon
3338
United States 12 Month Oil Fund,
USL
$45.4M
$22K ﹤0.01%
1,155
– –
VTWG icon
3339
Vanguard Russell 2000 Growth ETF
VTWG
$1.57B
$22K ﹤0.01%
201
-867
-81% -$91.8K
LUMO
3340
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$22K ﹤0.01%
158
-29
-16% -$2.88K
GLUU
3341
DELISTED
Glu Mobile Inc.
GLUU
$22K ﹤0.01%
9,752
+2,252
+30% +$5.21K
MLNX
3342
DELISTED
Mellanox Technologies, Ltd.
MLNX
$22K ﹤0.01%
+500
New +$22.1K
AVX
3343
DELISTED
AVX Corporation
AVX
$22K ﹤0.01%
1,600
– –
HIG.WS
3344
DELISTED
Hartford Financial Services Grp
HIG.WS
$22K ﹤0.01%
+600
New +$20.8K
PNK
3345
DELISTED
Pinnacle Entertainment Inc.
PNK
$22K ﹤0.01%
1,771
– –
NSM
3346
DELISTED
Nationstar Mortgage Holdings
NSM
$22K ﹤0.01%
1,500
– –
MSCC
3347
DELISTED
Microsemi Corp
MSCC
$22K ﹤0.01%
509
-923
-64% -$35.3K
CHMT
3348
DELISTED
Chemtura Corporation
CHMT
$22K ﹤0.01%
668
-1,800
-73% -$52K
XL
3349
DELISTED
XL Group Ltd.
XL
$22K ﹤0.01%
677
+17
+3% +$572
GRES
3350
DELISTED
IQ ARB Global Resources
GRES
$22K ﹤0.01%
850
– –
132 133
134
135 136

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.