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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIM
3326
Franklin Master Intermediate Income Trust
PIM
$154M
$14K ﹤0.01%
3,279
+31
+1% +$144
PLAB icon
3327
Photronics
PLAB
$1.97B
$14K ﹤0.01%
1,500
– –
PLXS icon
3328
Plexus
PLXS
$7.25B
$14K ﹤0.01%
350
– –
PRGS icon
3329
Progress Software
PRGS
$1.79B
$14K ﹤0.01%
532
-3
-0.6% -$85
PUI icon
3330
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$14K ﹤0.01%
643
-2,004
-76% -$42.9K
PWOD
3331
DELISTED
Penns Woods Bancorp
PWOD
$14K ﹤0.01%
515
– –
SAND
3332
DELISTED
Sandstorm Gold
SAND
$14K ﹤0.01%
4,965
-1,000
-17% -$2.74K
SHOO icon
3333
Steven Madden
SHOO
$3.49B
$14K ﹤0.01%
588
-317
-35% -$8.54K
SPPP
3334
Sprott Physical Platinum and Palladium Trust
SPPP
$622M
$14K ﹤0.01%
2,013
-400
-17% -$2.72K
USD icon
3335
ProShares Ultra Semiconductors
USD
$2.99B
$14K ﹤0.01%
19,200
– –
VTWG icon
3336
Vanguard Russell 2000 Growth ETF
VTWG
$1.56B
$14K ﹤0.01%
140
– –
TEN
3337
Tsakos Energy Navigation Ltd
TEN
$1.18B
$14K ﹤0.01%
344
+1
+0.3% +$43
BECN
3338
DELISTED
Beacon Roofing Supply, Inc.
BECN
$14K ﹤0.01%
426
-133
-24% -$4.54K
ROOF
3339
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$14K ﹤0.01%
600
– –
DBS
3340
DELISTED
Invesco DB Silver Fund
DBS
$14K ﹤0.01%
612
– –
MN
3341
DELISTED
MANNING & NAPIER, INC.
MN
$14K ﹤0.01%
1,911
-1,446
-43% -$13.8K
POLY
3342
DELISTED
Plantronics, Inc.
POLY
$14K ﹤0.01%
280
-27
-9% -$1.48K
VWTR
3343
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$14K ﹤0.01%
1,442
– –
ITG
3344
DELISTED
Investment Technology Group Inc
ITG
$14K ﹤0.01%
1,063
-116
-10% -$2.15K
JO
3345
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$14K ﹤0.01%
700
– –
VALE.P
3346
DELISTED
Vale S A
VALE.P
$14K ﹤0.01%
4,377
– –
KATE
3347
DELISTED
Kate Spade & Company
KATE
$14K ﹤0.01%
698
-367
-34% -$7.33K
LRE
3348
DELISTED
LRR ENERGY LP
LRE
$14K ﹤0.01%
+3,350
New +$16.9K
UBA
3349
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$14K ﹤0.01%
750
-375
-33% -$7.02K
TAT
3350
DELISTED
TransAtlantic Petroleum LTD.
TAT
$14K ﹤0.01%
5,675
+146
+3% +$485
132 133
134
135 136

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.