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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DM
3326
DELISTED
Dominion Energy Midstream Ptr LP
DM
$12K ﹤0.01%
+300
New +$9.68K
BSF
3327
DELISTED
Bear State Financial, Inc.
BSF
$12K ﹤0.01%
1,111
– –
ISIL
3328
DELISTED
Intersil Corp
ISIL
$12K ﹤0.01%
857
+438
+105% +$5.81K
MLPW
3329
DELISTED
UBS AG JERSEY BRANCH E TRACS LKD WELLS FARGO (CHE)
MLPW
$12K ﹤0.01%
343
– –
WY.PRA
3330
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$12K ﹤0.01%
+200
New +$11.4K
NSPH
3331
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$12K ﹤0.01%
1,525
-275
-15% -$2.57K
SZYM
3332
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$12K ﹤0.01%
4,727
-1,150
-20% -$5.03K
NXZ
3333
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$12K ﹤0.01%
842
+467
+125% +$6.56K
LF
3334
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$12K ﹤0.01%
2,550
– –
PGI
3335
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$12K ﹤0.01%
1,243
-22
-2% -$239
MCGC
3336
DELISTED
MCG CAP CORP
MCGC
$12K ﹤0.01%
3,039
– –
MRH
3337
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$12K ﹤0.01%
342
+17
+5% +$568
BKYF
3338
DELISTED
BK KY FINL CORP
BKYF
$12K ﹤0.01%
244
– –
CJES
3339
DELISTED
C&J ENERGY SVCS LTD
CJES
$12K ﹤0.01%
906
+892
+6,371% +$15.9K
EGL
3340
DELISTED
Engility Holdings, Inc.
EGL
$12K ﹤0.01%
274
-220
-45% -$8.76K
MFT
3341
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$12K ﹤0.01%
+850
New +$11.7K
CHU
3342
DELISTED
China Unicom (HONG KONG) Limited
CHU
$12K ﹤0.01%
898
+250
+39% +$3.6K
DGI
3343
DELISTED
DigitalGlobe Inc.
DGI
$12K ﹤0.01%
+386
New +$10.9K
CHA
3344
DELISTED
China Telecom Corporation, LTD
CHA
$12K ﹤0.01%
208
-34
-14% -$2.06K
AGD
3345
abrdn Global Dynamic Dividend Fund
AGD
$324M
$11K ﹤0.01%
1,109
+753
+212% +$7.36K
AIR icon
3346
AAR Corp
AIR
$5.77B
$11K ﹤0.01%
+391
New +$10.1K
BWZ icon
3347
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$287M
$11K ﹤0.01%
356
+176
+98% +$5.87K
CALM icon
3348
Cal-Maine
CALM
$3.87B
$11K ﹤0.01%
276
+156
+130% +$6.64K
CLDT
3349
Chatham Lodging
CLDT
$601M
$11K ﹤0.01%
388
+188
+94% +$4.94K
CLIR icon
3350
ClearSign Technologies
CLIR
$28.9M
$11K ﹤0.01%
+150
New +$10.1K
132 133
134
135 136

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.