We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTGR icon
3326
NETGEAR
NTGR
$653M
$4K ﹤0.01%
132
-165
-56% -$5.14K
ON icon
3327
ON Semiconductor
ON
$32.4B
$4K ﹤0.01%
502
+244
+95% +$1.78K
PKE icon
3328
Park Aerospace
PKE
$823M
$4K ﹤0.01%
125
+56
+81% +$1.59K
PRIM icon
3329
Primoris Services
PRIM
$4.4B
$4K ﹤0.01%
136
– –
PRLB icon
3330
Protolabs
PRLB
$2.17B
$4K ﹤0.01%
50
+44
+733% +$3.41K
SAIA icon
3331
Saia
SAIA
$9.71B
$4K ﹤0.01%
146
– –
SAND
3332
DELISTED
Sandstorm Gold
SAND
$4K ﹤0.01%
1,000
– –
SCHA icon
3333
Schwab U.S Small- Cap ETF
SCHA
$23.2B
$4K ﹤0.01%
332
– –
SEVN
3334
Seven Hills Realty Trust
SEVN
$175M
$4K ﹤0.01%
223
– –
SLVP icon
3335
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$982M
$4K ﹤0.01%
390
– –
SPTI icon
3336
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$4K ﹤0.01%
+152
New +$4.53K
TAYD icon
3337
Taylor Devices
TAYD
$173M
$4K ﹤0.01%
498
– –
TMV icon
3338
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$193M
$4K ﹤0.01%
20
– –
UMBF icon
3339
UMB Financial
UMBF
$11.2B
$4K ﹤0.01%
68
+30
+79% +$1.82K
VBF icon
3340
Invesco Bond Fund
VBF
$169M
$4K ﹤0.01%
250
– –
ZUMZ icon
3341
Zumiez
ZUMZ
$322M
$4K ﹤0.01%
158
– –
CNSL
3342
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$4K ﹤0.01%
200
– –
CHUY
3343
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$4K ﹤0.01%
100
-155
-61% -$5.58K
AVTA
3344
DELISTED
Avantax, Inc. Common Stock
AVTA
$4K ﹤0.01%
132
– –
ACH
3345
DELISTED
Alum Corp of China Ltd
ACH
$4K ﹤0.01%
420
-50
-11% -$453
WRI
3346
DELISTED
Weingarten Realty Investors
WRI
$4K ﹤0.01%
151
-123
-45% -$3.63K
BPY
3347
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$4K ﹤0.01%
217
-17
-7% -$332
FLIR
3348
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$4K ﹤0.01%
134
– –
ADRU
3349
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$4K ﹤0.01%
153
– –
ANFI
3350
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$4K ﹤0.01%
267
-95
-26% -$1.39K
132 133
134
135 136

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.