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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGP icon
3326
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
$3K ﹤0.01%
+100
New +$3.11K
DNN icon
3327
Denison Mines
DNN
$3B
$3K ﹤0.01%
2,709
– –
DXLG icon
3328
Destination XL Group
DXLG
$32.2M
$3K ﹤0.01%
+500
New +$3.21K
EEMA icon
3329
iShares MSCI Emerging Markets Asia ETF
EEMA
$859M
$3K ﹤0.01%
55
– –
EPHE icon
3330
iShares MSCI Philippines ETF
EPHE
$147M
$3K ﹤0.01%
79
-127
-62% -$4.37K
ESE icon
3331
ESCO Technologies
ESE
$7.65B
$3K ﹤0.01%
100
– –
FCEL icon
3332
FuelCell Energy
FCEL
$1.54B
– –
0
– –
FNDF icon
3333
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$3K ﹤0.01%
+129
New +$3.29K
FONR
3334
DELISTED
Fonar
FONR
$3K ﹤0.01%
520
– –
GES
3335
DELISTED
Guess Inc
GES
$3K ﹤0.01%
96
-25
-21% -$782
GNR icon
3336
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
$3K ﹤0.01%
55
+1
+2% +$47
IAT icon
3337
iShares US Regional Banks ETF
IAT
$682M
$3K ﹤0.01%
100
– –
ICLR icon
3338
Icon
ICLR
$12.8B
$3K ﹤0.01%
81
– –
JBLU icon
3339
JetBlue
JBLU
$2.19B
$3K ﹤0.01%
500
– –
LCTX icon
3340
Lineage Cell Therapeutics
LCTX
$283M
$3K ﹤0.01%
991
– –
LFUS icon
3341
Littelfuse
LFUS
$11.5B
$3K ﹤0.01%
39
– –
LOGI icon
3342
Logitech
LOGI
$14.8B
$3K ﹤0.01%
329
+75
+30% +$560
MGF
3343
Aberdeen Government Markets Income Fund
MGF
$92.6M
$3K ﹤0.01%
500
– –
NCLH icon
3344
Norwegian Cruise Line
NCLH
$8.59B
$3K ﹤0.01%
100
– –
NOW icon
3345
ServiceNow
NOW
$132B
$3K ﹤0.01%
270
+125
+86% +$1.15K
NVR icon
3346
NVR
NVR
$17.1B
$3K ﹤0.01%
3
-2
-40% -$1.81K
OSPN icon
3347
OneSpan
OSPN
$601M
$3K ﹤0.01%
400
– –
POST icon
3348
Post Holdings
POST
$3.56B
$3K ﹤0.01%
108
-94
-47% -$2.74K
PPC icon
3349
Pilgrim's Pride
PPC
$6.4B
$3K ﹤0.01%
+200
New +$3.3K
RGS icon
3350
Regis Corp
RGS
$68.3M
$3K ﹤0.01%
9
– –
132 133
134
135 136

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.