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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBFV icon
3301
CB Financial Services
CBFV
$189M
$50K ﹤0.01%
1,685
– –
EXTR icon
3302
Extreme Networks
EXTR
$3.2B
$50K ﹤0.01%
9,220
-2,088
-18% -$14.8K
GAL icon
3303
State Street Global Allocation ETF
GAL
$316M
$50K ﹤0.01%
1,309
+665
+103% +$25.5K
KNSL icon
3304
Kinsale Capital Group
KNSL
$8.64B
$50K ﹤0.01%
783
+490
+167% +$29.1K
MCN
3305
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$50K ﹤0.01%
6,525
+900
+16% +$6.96K
MKTX icon
3306
MarketAxess Holdings
MKTX
$5.72B
$50K ﹤0.01%
283
-39
-12% -$7.49K
NDLS icon
3307
Noodles & Co
NDLS
$107M
$50K ﹤0.01%
513
-937
-65% -$86.7K
ONLN icon
3308
ProShares Online Retail ETF
ONLN
$64.7M
$50K ﹤0.01%
+1,300
New +$50.6K
VEGI icon
3309
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$50K ﹤0.01%
1,700
– –
STON
3310
DELISTED
StoneMor Inc.
STON
$50K ﹤0.01%
9,778
-3,365
-26% -$15.4K
RNDB
3311
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
$50K ﹤0.01%
3,000
– –
SMTA
3312
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$50K ﹤0.01%
+4,348
New +$46.2K
ALDR
3313
DELISTED
Alder Biopharmaceuticals
ALDR
$50K ﹤0.01%
3,021
-409
-12% -$7.39K
HAO
3314
DELISTED
Invesco China Small Cap ETF
HAO
$50K ﹤0.01%
+1,849
New +$51K
PDLI
3315
DELISTED
PDL BioPharma, Inc.
PDLI
$50K ﹤0.01%
19,142
-5,000
-21% -$12.3K
RISE
3316
DELISTED
Sit Rising Rate ETF
RISE
$50K ﹤0.01%
+2,000
New +$49.7K
BJRI icon
3317
BJ's Restaurants
BJRI
$1.45B
$49K ﹤0.01%
680
-1,105
-62% -$74.2K
DJD icon
3318
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$495M
$49K ﹤0.01%
1,360
+531
+64% +$18.6K
EPM icon
3319
Evolution Petroleum
EPM
$135M
$49K ﹤0.01%
+4,484
New +$47.2K
PRNT icon
3320
The 3D Printing ETF
PRNT
$65.8M
$49K ﹤0.01%
1,850
+1,575
+573% +$40.4K
PZZA icon
3321
Papa John's
PZZA
$799M
$49K ﹤0.01%
950
+380
+67% +$17.6K
QQXT icon
3322
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$161M
$49K ﹤0.01%
930
-2,224
-71% -$116K
UPBD icon
3323
Upbound Group
UPBD
$1.14B
$49K ﹤0.01%
3,400
-55
-2% -$808
WINA icon
3324
Winmark
WINA
$1.26B
$49K ﹤0.01%
298
+190
+176% +$28.9K
WTFC icon
3325
Wintrust Financial
WTFC
$11B
$49K ﹤0.01%
574
-174
-23% -$15.5K
131 132
133
134 135

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.