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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTDR icon
3301
Matador Resources
MTDR
$6.52B
$37K ﹤0.01%
1,377
-157
-10% -$3.73K
MUSA icon
3302
Murphy USA
MUSA
$10.1B
$37K ﹤0.01%
542
-26
-5% -$1.81K
NBH
3303
Neuberger Municipal Fund Inc
NBH
$303M
$37K ﹤0.01%
2,418
– –
NEWT icon
3304
NewtekOne
NEWT
$369M
$37K ﹤0.01%
+2,070
New +$35.4K
PLAY icon
3305
Dave & Buster's
PLAY
$351M
$37K ﹤0.01%
697
-1,244
-64% -$74K
THFF icon
3306
First Financial Corp
THFF
$971M
$37K ﹤0.01%
786
-974
-55% -$44.2K
WTFC icon
3307
Wintrust Financial
WTFC
$10.9B
$37K ﹤0.01%
472
– –
WPS
3308
DELISTED
iShares International Developed Property ETF
WPS
$37K ﹤0.01%
977
– –
BPTH
3309
DELISTED
Bio-Path Holdings Inc
BPTH
$37K ﹤0.01%
+26
New +$35.7K
SRLP
3310
DELISTED
SPRAGUE RESOURCES LP
SRLP
$37K ﹤0.01%
+1,500
New +$39.5K
AT
3311
DELISTED
Atlantic Power Corporation
AT
$37K ﹤0.01%
15,106
+10,665
+240% +$25.6K
GAZ
3312
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$37K ﹤0.01%
124,076
-8,999
-7% -$2.71K
ABR icon
3313
Arbor Realty Trust
ABR
$998M
$36K ﹤0.01%
4,400
+2,400
+120% +$19.6K
DAN icon
3314
Dana Inc
DAN
$3.25B
$36K ﹤0.01%
1,275
– –
ESGE icon
3315
iShares ESG Aware MSCI EM ETF
ESGE
$6.83B
$36K ﹤0.01%
1,032
+220
+27% +$7.5K
GMF icon
3316
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$441M
$36K ﹤0.01%
368
– –
HCI icon
3317
HCI Group
HCI
$2.33B
$36K ﹤0.01%
946
– –
IAG icon
3318
IAMGOLD
IAG
$10.4B
$36K ﹤0.01%
5,935
+361
+6% +$2.1K
LMAT icon
3319
LeMaitre Vascular
LMAT
$1.86B
$36K ﹤0.01%
965
-133
-12% -$4.53K
LTPZ icon
3320
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$742M
$36K ﹤0.01%
545
+20
+4% +$1.33K
MATW icon
3321
Matthews International
MATW
$746M
$36K ﹤0.01%
572
+41
+8% +$2.56K
RNST icon
3322
Renasant Corp
RNST
$3.93B
$36K ﹤0.01%
847
-22
-3% -$906
ROG icon
3323
Rogers Corp
ROG
$2.48B
$36K ﹤0.01%
270
+202
+297% +$23.9K
SLP icon
3324
Simulations Plus
SLP
$370M
$36K ﹤0.01%
2,354
+1,407
+149% +$20.4K
ZWS icon
3325
Zurn Elkay Water Solutions
ZWS
$8.59B
$36K ﹤0.01%
2,917
-932
-24% -$10.8K
131 132
133
134 135

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.