We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGI
3301
DELISTED
Triumph Group
TGI
$23K ﹤0.01%
836
-8,866
-91% -$286K
TOLZ icon
3302
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
$23K ﹤0.01%
559
+403
+258% +$16.5K
UFI icon
3303
UNIFI
UFI
$122M
$23K ﹤0.01%
770
– –
UGA icon
3304
United States Gasoline Fund
UGA
$136M
$23K ﹤0.01%
832
-951
-53% -$23.2K
UVSP icon
3305
Univest Financial
UVSP
$1.2B
$23K ﹤0.01%
970
+231
+31% +$5.15K
Z icon
3306
Zillow
Z
$7.8B
$23K ﹤0.01%
690
– –
BECN
3307
DELISTED
Beacon Roofing Supply, Inc.
BECN
$23K ﹤0.01%
539
+39
+8% +$1.77K
SAVE
3308
DELISTED
Spirit Airlines, Inc.
SAVE
$23K ﹤0.01%
550
+250
+83% +$10.4K
TARO
3309
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$23K ﹤0.01%
201
-50
-20% -$6.62K
TAST
3310
DELISTED
Carrols Restaurant Group, Inc.
TAST
$23K ﹤0.01%
1,759
-500
-22% -$6.45K
NM
3311
DELISTED
Navios Maritime Holdings Inc.
NM
$23K ﹤0.01%
1,855
-800
-30% -$8.37K
UFAB
3312
DELISTED
Unique Fabricating, Inc.
UFAB
$23K ﹤0.01%
+1,900
New +$24.7K
NNA
3313
DELISTED
Navios Maritime Acquisition Corporation
NNA
$23K ﹤0.01%
1,144
– –
SFLY
3314
DELISTED
Shutterfly, Inc.
SFLY
$23K ﹤0.01%
509
+500
+5,556% +$24.8K
ORBK
3315
DELISTED
Orbotech Ltd
ORBK
$23K ﹤0.01%
776
+209
+37% +$5.93K
FNGN
3316
DELISTED
Financial Engines, Inc.
FNGN
$23K ﹤0.01%
790
+40
+5% +$1.16K
DSUM
3317
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$23K ﹤0.01%
1,000
– –
CPHD
3318
DELISTED
Cepheid Inc
CPHD
$23K ﹤0.01%
433
+326
+305% +$13K
FBC
3319
DELISTED
Flagstar Bancorp, Inc. New
FBC
$23K ﹤0.01%
821
-207
-20% -$5.6K
MBT
3320
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$23K ﹤0.01%
2,993
+1,005
+51% +$8.5K
BBP icon
3321
Virtus Biotech ETF
BBP
$105M
$22K ﹤0.01%
670
– –
BRX icon
3322
Brixmor Property Group
BRX
$9.21B
$22K ﹤0.01%
848
-219
-21% -$6.09K
CMC icon
3323
Commercial Metals
CMC
$8.01B
$22K ﹤0.01%
1,333
+199
+18% +$3.23K
CMPR icon
3324
Cimpress
CMPR
$2.35B
$22K ﹤0.01%
218
+200
+1,111% +$19.5K
CRTO icon
3325
Criteo S.A. Ordinary Shares
CRTO
$920M
$22K ﹤0.01%
616
+576
+1,440% +$22.8K
131 132
133
134 135

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.