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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AT
3301
DELISTED
Atlantic Power Corporation
AT
$18K ﹤0.01%
9,074
-20,104
-69% -$40K
OTIV
3302
DELISTED
OTI On Track Innovations Ltd
OTIV
$18K ﹤0.01%
40,000
– –
ARRY
3303
DELISTED
Array Biopharma Inc
ARRY
$18K ﹤0.01%
4,241
-181
-4% -$826
MITL
3304
DELISTED
Mitel Networks Corporation
MITL
$18K ﹤0.01%
2,400
– –
ZOES
3305
DELISTED
Zoe's Kitchen, Inc.
ZOES
$18K ﹤0.01%
618
-33
-5% -$1.11K
JJG
3306
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$18K ﹤0.01%
587
– –
ININ
3307
DELISTED
Interactive Intelligence Group, inc.
ININ
$18K ﹤0.01%
563
+380
+208% +$12.3K
RLYP
3308
DELISTED
RELYPSA INC COM
RLYP
$18K ﹤0.01%
+640
New +$13.8K
TAS
3309
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$18K ﹤0.01%
98,350
– –
FWDD
3310
DELISTED
Madrona Domestic ETF
FWDD
$18K ﹤0.01%
435
– –
FEEU
3311
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$18K ﹤0.01%
190
– –
WRES
3312
DELISTED
WARREN RESOURCES INC
WRES
$18K ﹤0.01%
85,880
-4,000
-4% -$1.43K
ADTN icon
3313
Adtran
ADTN
$669M
$17K ﹤0.01%
1,000
– –
AGI icon
3314
Alamos Gold
AGI
$13.9B
$17K ﹤0.01%
5,200
-756
-13% -$2.74K
AIRR icon
3315
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.8B
$17K ﹤0.01%
1,000
– –
ALT icon
3316
Altimmune
ALT
$566M
$17K ﹤0.01%
30
– –
BANF icon
3317
BancFirst
BANF
$3.89B
$17K ﹤0.01%
590
+400
+211% +$12.4K
BKD icon
3318
Brookdale Senior Living
BKD
$3.04B
$17K ﹤0.01%
907
+369
+69% +$7.95K
CACC icon
3319
Credit Acceptance
CACC
$6.11B
$17K ﹤0.01%
83
-5
-6% -$1.02K
CRIS icon
3320
Curis
CRIS
$3.93M
$17K ﹤0.01%
3
– –
CTO
3321
CTO Realty Growth
CTO
$826M
$17K ﹤0.01%
1,219
– –
DCI icon
3322
Donaldson
DCI
$11.1B
$17K ﹤0.01%
587
-54
-8% -$1.59K
EMO
3323
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.07B
$17K ﹤0.01%
272
+60
+28% +$4.39K
EUSA icon
3324
iShares MSCI USA Equal Weighted ETF
EUSA
$1.95B
$17K ﹤0.01%
402
-687
-63% -$29.5K
EWO icon
3325
iShares MSCI Austria ETF
EWO
$188M
$17K ﹤0.01%
+1,092
New +$17.3K
131 132
133
134 135

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.