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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMD
3301
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$15K ﹤0.01%
2,082
– –
AHT.PRE
3302
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$15K ﹤0.01%
600
– –
TAI
3303
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$15K ﹤0.01%
651
– –
KYTH
3304
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$15K ﹤0.01%
200
– –
MLPG
3305
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$15K ﹤0.01%
682
– –
DCUC
3306
DELISTED
Dominion Energy, Inc.
DCUC
$15K ﹤0.01%
300
– –
EWRS
3307
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$15K ﹤0.01%
392
– –
PRMW
3308
DELISTED
Primo Water Corporation
PRMW
$15K ﹤0.01%
+2,000
New +$12.8K
AGIO icon
3309
Agios Pharmaceuticals
AGIO
$2.04B
$14K ﹤0.01%
205
-6
-3% -$586
OSG
3310
Octave Specialty Group
OSG
$210M
$14K ﹤0.01%
993
– –
AWI icon
3311
Armstrong World Industries
AWI
$7.75B
$14K ﹤0.01%
288
– –
CERS icon
3312
Cerus
CERS
$572M
$14K ﹤0.01%
2,930
+1,000
+52% +$5.17K
CIK
3313
Credit Suisse Asset Management Income Fund
CIK
$134M
$14K ﹤0.01%
4,700
– –
CRK icon
3314
Comstock Resources
CRK
$4.09B
$14K ﹤0.01%
1,566
+201
+15% +$2.23K
CVI icon
3315
CVR Energy
CVI
$3.52B
$14K ﹤0.01%
338
-97
-22% -$3.85K
EIS icon
3316
iShares MSCI Israel ETF
EIS
$909M
$14K ﹤0.01%
288
+250
+658% +$13.1K
FAN icon
3317
First Trust Global Wind Energy ETF
FAN
$285M
$14K ﹤0.01%
1,400
– –
FOSL icon
3318
Fossil Group
FOSL
$330M
$14K ﹤0.01%
249
+4
+2% +$254
FSS icon
3319
Federal Signal
FSS
$7.71B
$14K ﹤0.01%
1,110
+242
+28% +$3.44K
HI
3320
DELISTED
Hillenbrand
HI
$14K ﹤0.01%
547
+3
+0.6% +$83
KGC icon
3321
Kinross Gold
KGC
$32.6B
$14K ﹤0.01%
8,354
-1,350
-14% -$2.47K
MFG icon
3322
Mizuho Financial
MFG
$132B
$14K ﹤0.01%
3,669
+1,505
+70% +$6.15K
OLED icon
3323
Universal Display
OLED
$4.23B
$14K ﹤0.01%
410
-1,300
-76% -$54.3K
PDN icon
3324
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$14K ﹤0.01%
544
– –
PEN icon
3325
Penumbra
PEN
$12.9B
$14K ﹤0.01%
+350
New +$14.2K
131 132
133
134 135

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.