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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAC icon
3301
Camden National
CAC
$982M
$4K ﹤0.01%
156
– –
CEV
3302
Eaton Vance California Municipal Income Trust
CEV
$74.6M
$4K ﹤0.01%
350
– –
CNC icon
3303
Centene
CNC
$32.1B
$4K ﹤0.01%
244
– –
CNMD icon
3304
CONMED
CNMD
$1.48B
$4K ﹤0.01%
88
+46
+110% +$1.75K
BGMS
3305
Bio Green Med Solution Inc
BGMS
$4.97M
– –
0
– –
ECH icon
3306
iShares MSCI Chile ETF
ECH
$1.04B
$4K ﹤0.01%
77
– –
EPR icon
3307
EPR Properties
EPR
$4.58B
$4K ﹤0.01%
88
-350
-80% -$17.5K
ESRT icon
3308
Empire State Realty Trust
ESRT
$802M
$4K ﹤0.01%
+235
New +$3.33K
ETD icon
3309
Ethan Allen Interiors
ETD
$602M
$4K ﹤0.01%
141
– –
FNDF icon
3310
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$4K ﹤0.01%
129
– –
GALT icon
3311
Galectin Therapeutics
GALT
$316M
$4K ﹤0.01%
500
-26,072
-98% -$241K
GBDC icon
3312
Golub Capital BDC
GBDC
$3.42B
$4K ﹤0.01%
230
– –
JBLU icon
3313
JetBlue
JBLU
$2.19B
$4K ﹤0.01%
500
– –
JBSS icon
3314
John B. Sanfilippo & Son
JBSS
$978M
$4K ﹤0.01%
157
– –
KT icon
3315
KT
KT
$8.83B
$4K ﹤0.01%
280
+136
+94% +$2.13K
LTRX icon
3316
Lantronix
LTRX
$264M
$4K ﹤0.01%
+2,338
New +$3.56K
MERC icon
3317
Mercer International
MERC
$33.5M
$4K ﹤0.01%
400
-1,050
-72% -$9.37K
MGV icon
3318
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$4K ﹤0.01%
70
– –
MIN
3319
Aberdeen Intermediate Income Fund
MIN
$280M
$4K ﹤0.01%
741
+2
+0.3% +$10
MOH icon
3320
Molina Healthcare
MOH
$10.2B
$4K ﹤0.01%
105
– –
MTRN icon
3321
Materion
MTRN
$5.85B
$4K ﹤0.01%
125
+54
+76% +$1.57K
MTRX icon
3322
Matrix Service
MTRX
$330M
$4K ﹤0.01%
156
+106
+212% +$2.26K
MUC icon
3323
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$4K ﹤0.01%
293
– –
NCLH icon
3324
Norwegian Cruise Line
NCLH
$8.59B
$4K ﹤0.01%
100
– –
NMR icon
3325
Nomura Holdings
NMR
$28.6B
$4K ﹤0.01%
578
+1
+0.2% +$8
131 132
133
134 135

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.