We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEP
3276
DELISTED
Tallgrass Energy Partners, LP
TEP
$39K ﹤0.01%
820
-100
-11% -$4.85K
XLBS
3277
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$39K ﹤0.01%
780
-345
-31% -$17.3K
ANDE icon
3278
Andersons Inc
ANDE
$2.21B
$38K ﹤0.01%
1,100
-13
-1% -$430
ANF icon
3279
Abercrombie & Fitch
ANF
$5.08B
$38K ﹤0.01%
2,660
+1,220
+85% +$13.9K
AWRE icon
3280
Aware
AWRE
$26.2M
$38K ﹤0.01%
8,250
+6,250
+313% +$30.3K
EVX icon
3281
VanEck Environmental Services ETF
EVX
$102M
$38K ﹤0.01%
2,220
+1,840
+484% +$29.8K
EXLS icon
3282
EXL Service
EXLS
$5.2B
$38K ﹤0.01%
3,275
-1,110
-25% -$12.4K
TDAY
3283
USA Today Co
TDAY
$992M
$38K ﹤0.01%
2,570
– –
GRID
3284
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$38K ﹤0.01%
768
– –
IPAR icon
3285
Interparfums
IPAR
$3.73B
$38K ﹤0.01%
921
+164
+22% +$6.33K
TDS icon
3286
Telephone and Data Systems
TDS
$3.86B
$38K ﹤0.01%
1,361
-284
-17% -$8.02K
VC icon
3287
Visteon
VC
$2.81B
$38K ﹤0.01%
308
-160
-34% -$18.1K
INVX
3288
Innovex International
INVX
$2.08B
$38K ﹤0.01%
849
-322
-27% -$14K
NMY
3289
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$38K ﹤0.01%
2,941
-350
-11% -$4.57K
EEQ
3290
DELISTED
Enbridge Energy Management Llc
EEQ
$38K ﹤0.01%
2,736
-2
-0.1% -$26
RGC
3291
DELISTED
Regal Entertainment Group
RGC
$38K ﹤0.01%
2,349
-27
-1% -$465
RXDX
3292
DELISTED
Ignyta, Inc.
RXDX
$38K ﹤0.01%
3,110
– –
EEHB
3293
DELISTED
POWERSHARES S&P EMERGING MARKETS HIGH BETA PORTFOLIO
EEHB
$38K ﹤0.01%
+1,897
New +$38K
BGR icon
3294
BlackRock Energy and Resources Trust
BGR
$425M
$37K ﹤0.01%
2,731
-893
-25% -$11.6K
CBON icon
3295
VanEck China Bond ETF
CBON
$26.4M
$37K ﹤0.01%
1,600
– –
DFIN icon
3296
Donnelley Financial Solutions
DFIN
$1.15B
$37K ﹤0.01%
1,720
-44
-2% -$953
FCFS icon
3297
FirstCash
FCFS
$9.12B
$37K ﹤0.01%
587
+318
+118% +$18.8K
GDOT icon
3298
Green Dot
GDOT
$767M
$37K ﹤0.01%
751
-148
-16% -$6.56K
GLIN icon
3299
VanEck India Growth Leaders ETF
GLIN
$93.8M
$37K ﹤0.01%
657
– –
IGI
3300
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.8M
$37K ﹤0.01%
1,752
– –
130 131
132
133 134

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.