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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXU icon
3276
ProShares UltraPro Short S&P 500
SPXU
$381M
$24K ﹤0.01%
+3
New +$28.5K
TMP icon
3277
Tompkins Financial
TMP
$1.46B
$24K ﹤0.01%
317
– –
TOWN icon
3278
Towne Bank
TOWN
$3.51B
$24K ﹤0.01%
1,000
+117
+13% +$2.71K
VKQ icon
3279
Invesco Municipal Trust
VKQ
$551M
$24K ﹤0.01%
1,775
+1,238
+231% +$17.2K
YRD
3280
Yiren Digital
YRD
$104M
$24K ﹤0.01%
1,018
– –
FNI
3281
DELISTED
First Trust Chindia ETF
FNI
$24K ﹤0.01%
776
+1
+0.1% +$29
ENDP
3282
DELISTED
Endo International plc
ENDP
$24K ﹤0.01%
1,188
-674
-36% -$13.4K
MLPY
3283
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$24K ﹤0.01%
2,953
– –
PGNX
3284
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$24K ﹤0.01%
3,749
+930
+33% +$5.62K
PAF
3285
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$24K ﹤0.01%
480
– –
GHS
3286
DELISTED
REX Gold Hedged S&P 500 ETF
GHS
$24K ﹤0.01%
+860
New +$24.7K
CPN
3287
DELISTED
Calpine Corporation
CPN
$24K ﹤0.01%
1,850
-31
-2% -$418
AGGP
3288
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$24K ﹤0.01%
+1,200
New +$24.4K
AGI icon
3289
Alamos Gold
AGI
$13.9B
$23K ﹤0.01%
2,891
– –
BANC icon
3290
Banc of California
BANC
$3.12B
$23K ﹤0.01%
1,328
+430
+48% +$8.93K
BLD
3291
DELISTED
TopBuild
BLD
$23K ﹤0.01%
692
-14
-2% -$493
BRO icon
3292
Brown & Brown
BRO
$23.8B
$23K ﹤0.01%
1,242
-1,340
-52% -$24.8K
CYH icon
3293
Community Health Systems
CYH
$423M
$23K ﹤0.01%
1,979
-548
-22% -$6.32K
DSM
3294
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$23K ﹤0.01%
2,479
+500
+25% +$4.48K
ENS icon
3295
EnerSys
ENS
$7.5B
$23K ﹤0.01%
323
+157
+95% +$10.5K
GLDI icon
3296
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.8M
$23K ﹤0.01%
111
-76
-41% -$16.1K
GTLS
3297
DELISTED
Chart Industries
GTLS
$23K ﹤0.01%
691
+473
+217% +$13.7K
JETS icon
3298
US Global Jets ETF
JETS
$826M
$23K ﹤0.01%
1,002
– –
LOCO icon
3299
El Pollo Loco
LOCO
$472M
$23K ﹤0.01%
1,825
-600
-25% -$8.05K
PFO
3300
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$23K ﹤0.01%
2,013
-3,000
-60% -$36.8K
130 131
132
133 134

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.