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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSB
3276
Mesabi Trust
MSB
$306M
$15K ﹤0.01%
1,290
– –
MTRN icon
3277
Materion
MTRN
$5.9B
$15K ﹤0.01%
500
-250
-33% -$7.98K
MUSA icon
3278
Murphy USA
MUSA
$10.1B
$15K ﹤0.01%
266
-8
-3% -$426
NVG icon
3279
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$15K ﹤0.01%
1,114
+668
+150% +$9.17K
PAM icon
3280
Pampa Energía
PAM
$4.26B
$15K ﹤0.01%
998
-537
-35% -$8.53K
QLYS icon
3281
Qualys
QLYS
$6.47B
$15K ﹤0.01%
505
-2,200
-81% -$73.8K
QTWO icon
3282
Q2 Holdings
QTWO
$4.13B
$15K ﹤0.01%
609
+559
+1,118% +$15.5K
SPTI icon
3283
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$15K ﹤0.01%
492
+52
+12% +$1.57K
TAYD icon
3284
Taylor Devices
TAYD
$172M
$15K ﹤0.01%
1,142
– –
UNF icon
3285
Unifirst Corp
UNF
$5.24B
$15K ﹤0.01%
137
– –
VIXY icon
3286
ProShares VIX Short-Term Futures ETF
VIXY
$190M
$15K ﹤0.01%
1
– –
BCPC
3287
Balchem Corp
BCPC
$5.65B
$15K ﹤0.01%
241
-4
-2% -$232
SAVE
3288
DELISTED
Spirit Airlines, Inc.
SAVE
$15K ﹤0.01%
315
-149
-32% -$8.34K
FGH
3289
DELISTED
FG Group Holdings Inc.
FGH
$15K ﹤0.01%
3,200
– –
INFI
3290
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$15K ﹤0.01%
1,780
+1,741
+4,464% +$16.1K
SEAC
3291
DELISTED
Seachange International Inc
SEAC
$15K ﹤0.01%
118
-4
-3% -$523
PRAH
3292
DELISTED
PRA Health Sciences, Inc.
PRAH
$15K ﹤0.01%
386
+36
+10% +$1.44K
FLIR
3293
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$15K ﹤0.01%
522
+1
+0.2% +$30
ADRA
3294
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$15K ﹤0.01%
600
– –
TAHO
3295
DELISTED
Tahoe Resources Inc
TAHO
$15K ﹤0.01%
1,919
-550
-22% -$4.9K
MITL
3296
DELISTED
Mitel Networks Corporation
MITL
$15K ﹤0.01%
2,400
+2,015
+523% +$16.3K
STB
3297
DELISTED
Student Transportation Inc
STB
$15K ﹤0.01%
3,650
-1,850
-34% -$7.81K
CALD
3298
DELISTED
Callidus Software, Inc.
CALD
$15K ﹤0.01%
909
+494
+119% +$7.92K
VWR
3299
DELISTED
VWR Corporation
VWR
$15K ﹤0.01%
602
+19
+3% +$498
MYCC
3300
DELISTED
ClubCorp Holdings, Inc.
MYCC
$15K ﹤0.01%
703
+702
+70,200% +$16.2K
130 131
132
133 134

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.