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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSF
3276
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$5K ﹤0.01%
300
-200
-40% -$3.07K
DFBG
3277
DELISTED
Differential Brands Group Inc
DFBG
$5K ﹤0.01%
+162
New +$5.37K
RGC
3278
DELISTED
Regal Entertainment Group
RGC
$5K ﹤0.01%
257
– –
SPNC
3279
DELISTED
Spectranetics Corp
SPNC
$5K ﹤0.01%
193
– –
HW
3280
DELISTED
Headwaters Inc
HW
$5K ﹤0.01%
500
– –
NILE
3281
DELISTED
Blue Nile, Inc.
NILE
$5K ﹤0.01%
110
– –
ININ
3282
DELISTED
Interactive Intelligence Group, inc.
ININ
$5K ﹤0.01%
75
– –
HUB.A
3283
DELISTED
HUBBELL INC CL-A
HUB.A
$5K ﹤0.01%
+50
New +$4.77K
BEE
3284
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$5K ﹤0.01%
549
-60
-10% -$531
CHOP
3285
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$5K ﹤0.01%
400
-300
-43% -$4.12K
ONCY
3286
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$5K ﹤0.01%
+3,500
New +$7.89K
TRAK
3287
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$5K ﹤0.01%
112
+20
+22% +$832
ARUN
3288
DELISTED
ARUBA NETWORKS, INC.
ARUN
$5K ﹤0.01%
300
– –
CJES
3289
DELISTED
C&J ENERGY SVCS LTD
CJES
$5K ﹤0.01%
225
-200
-47% -$4.57K
PTP
3290
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$5K ﹤0.01%
90
– –
CPWR
3291
DELISTED
COMPUWARE CORP
CPWR
$5K ﹤0.01%
423
-52
-11% -$543
BNNY
3292
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$5K ﹤0.01%
100
– –
ASP
3293
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$5K ﹤0.01%
577
+10
+2% +$96
YONG
3294
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$5K ﹤0.01%
800
– –
HMA
3295
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$5K ﹤0.01%
348
– –
REV
3296
DELISTED
Revlon, Inc.
REV
$5K ﹤0.01%
200
– –
LPNT
3297
DELISTED
LifePoint Health, Inc.
LPNT
$5K ﹤0.01%
101
-1
-1% -$50
AAT
3298
American Assets Trust
AAT
$1.37B
$4K ﹤0.01%
118
-20
-14% -$641
ANIP icon
3299
ANI Pharmaceuticals
ANIP
$1.7B
$4K ﹤0.01%
208
-7
-3% -$91
ASYS icon
3300
Amtech Systems
ASYS
$277M
$4K ﹤0.01%
+600
New +$4.67K
130 131
132
133 134

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.