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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDRX
3251
DELISTED
Veradigm Inc. Common Stock
MDRX
$40K ﹤0.01%
2,816
-852
-23% -$11K
SRF
3252
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$40K ﹤0.01%
4,625
+1,049
+29% +$8.67K
TYPE
3253
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$40K ﹤0.01%
2,088
-491
-19% -$9.19K
VALE.P
3254
DELISTED
Vale S A
VALE.P
$40K ﹤0.01%
4,377
– –
CAVM
3255
DELISTED
Cavium, Inc.
CAVM
$40K ﹤0.01%
606
+475
+363% +$30.1K
XLPS
3256
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$40K ﹤0.01%
551
-100
-15% -$7.26K
GOLD
3257
DELISTED
Randgold Resources Ltd
GOLD
$40K ﹤0.01%
411
-38
-8% -$3.65K
AGO icon
3258
Assured Guaranty
AGO
$3.3B
$39K ﹤0.01%
1,057
-49
-4% -$2.1K
AMSF icon
3259
AMERISAFE
AMSF
$517M
$39K ﹤0.01%
689
+381
+124% +$21.4K
ASB icon
3260
Associated Banc-Corp
ASB
$6.02B
$39K ﹤0.01%
1,601
-55
-3% -$1.28K
BBD icon
3261
Banco Bradesco
BBD
$35B
$39K ﹤0.01%
6,205
-3,746
-38% -$21.8K
BOTJ icon
3262
Bank Of The James
BOTJ
$124M
$39K ﹤0.01%
2,958
– –
CZR icon
3263
Caesars Entertainment
CZR
$6.04B
$39K ﹤0.01%
1,512
+59
+4% +$1.31K
GRFS
3264
Grifois
GRFS
$5.38B
$39K ﹤0.01%
1,756
+297
+20% +$6.16K
HHH icon
3265
Howard Hughes
HHH
$3.92B
$39K ﹤0.01%
339
-167
-33% -$19.1K
KG
3266
Kestrel Group
KG
$69.2M
$39K ﹤0.01%
243
+13
+6% +$2.3K
PXE icon
3267
Invesco Energy Exploration & Production ETF
PXE
$85.1M
$39K ﹤0.01%
1,922
-413
-18% -$7.83K
RBC icon
3268
RBC Bearings
RBC
$17.7B
$39K ﹤0.01%
309
+22
+8% +$2.39K
SVM
3269
Silvercorp Metals
SVM
$2.72B
$39K ﹤0.01%
14,595
-1,465
-9% -$4.25K
SYLD icon
3270
Cambria Shareholder Yield ETF
SYLD
$1.01B
$39K ﹤0.01%
+1,100
New +$37.9K
TWM icon
3271
ProShares UltraShort Russell2000
TWM
$41.4M
$39K ﹤0.01%
106
– –
FFNW
3272
DELISTED
First Financial Northwest, Inc
FFNW
$39K ﹤0.01%
2,276
-57
-2% -$933
FBGX
3273
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$39K ﹤0.01%
199
– –
BID
3274
DELISTED
Sotheby's
BID
$39K ﹤0.01%
846
-139
-14% -$6.86K
PNK
3275
DELISTED
Pinnacle Entertainment Inc.
PNK
$39K ﹤0.01%
1,822
+51
+3% +$1K
129 130
131
132 133

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.