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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYMX
3251
DELISTED
Nymox Pharmaceutical Corp
NYMX
$25K ﹤0.01%
7,600
– –
NCI
3252
DELISTED
Navigant Consulting, Inc.
NCI
$25K ﹤0.01%
1,266
+485
+62% +$9.21K
CCC
3253
DELISTED
Calgon Carbon Corp
CCC
$25K ﹤0.01%
1,641
-999
-38% -$14.2K
TERP
3254
DELISTED
TerraForm Power, Inc
TERP
$25K ﹤0.01%
1,818
+800
+79% +$10K
NBO
3255
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$25K ﹤0.01%
+1,772
New +$25.7K
INP
3256
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$25K ﹤0.01%
360
-125
-26% -$8.62K
FCH.PRA
3257
DELISTED
Felcor Lodging Tr Ser A Cum Cv
FCH.PRA
$25K ﹤0.01%
1,000
– –
ACCO icon
3258
Acco Brands
ACCO
$404M
$24K ﹤0.01%
2,566
-368
-13% -$3.78K
BOTJ icon
3259
Bank Of The James
BOTJ
$127M
$24K ﹤0.01%
2,200
– –
CRAK icon
3260
VanEck Oil Refiners ETF
CRAK
$274M
$24K ﹤0.01%
1,189
– –
CVLT icon
3261
Commault Systems
CVLT
$6.04B
$24K ﹤0.01%
435
-3
-0.7% -$151
FMN
3262
Federated Hermes Premier Municipal Income Fund
FMN
$87.7M
$24K ﹤0.01%
1,478
– –
GAU
3263
Galiano Gold
GAU
$557M
$24K ﹤0.01%
5,800
– –
HDB icon
3264
HDFC Bank
HDB
$120B
$24K ﹤0.01%
1,340
-1,648
-55% -$29K
IAE
3265
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.5M
$24K ﹤0.01%
2,443
-546
-18% -$5.08K
LXRX icon
3266
Lexicon Pharmaceuticals
LXRX
$1.02B
$24K ﹤0.01%
1,353
-557
-29% -$8.96K
MATW icon
3267
Matthews International
MATW
$727M
$24K ﹤0.01%
387
-20
-5% -$1.2K
MHF
3268
Western Asset Municipal High Income Fund
MHF
$152M
$24K ﹤0.01%
3,000
– –
MLKN icon
3269
MillerKnoll
MLKN
$1.62B
$24K ﹤0.01%
826
-14
-2% -$462
MVT
3270
DELISTED
BlackRock MuniVest Fund II
MVT
$24K ﹤0.01%
1,380
– –
NWSA icon
3271
News Corp Class A
NWSA
$15.7B
$24K ﹤0.01%
1,672
+13
+0.8% +$172
PBR.A icon
3272
Petrobras Class A
PBR.A
$104B
$24K ﹤0.01%
2,874
+1,814
+171% +$13.6K
PHM icon
3273
Pultegroup
PHM
$24.7B
$24K ﹤0.01%
1,203
+1
+0.1% +$21
SENEA icon
3274
Seneca Foods Class A
SENEA
$1.29B
$24K ﹤0.01%
852
– –
SPMB icon
3275
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$24K ﹤0.01%
895
-2
-0.2% -$54
129 130
131
132 133

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.