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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
3251
Neurocrine Biosciences
NBIX
$16.1B
$5K ﹤0.01%
+500
New +$4.88K
NEO icon
3252
NeoGenomics
NEO
$2.11B
$5K ﹤0.01%
+1,500
New +$5.21K
NKX icon
3253
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$664M
$5K ﹤0.01%
410
– –
NMI icon
3254
Nuveen Municipal Income
NMI
$130M
$5K ﹤0.01%
500
– –
ORA icon
3255
Ormat Technologies
ORA
$7.17B
$5K ﹤0.01%
175
-300
-63% -$7.92K
PESI icon
3256
Perma-Fix Environmental Services
PESI
$437M
$5K ﹤0.01%
1,720
– –
PFIG icon
3257
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$5K ﹤0.01%
+199
New +$4.97K
PFX icon
3258
PhenixFIN
PFX
$88.9M
$5K ﹤0.01%
18
– –
PGEN icon
3259
Precigen
PGEN
$2.44B
$5K ﹤0.01%
209
– –
RBC icon
3260
RBC Bearings
RBC
$17.6B
$5K ﹤0.01%
+70
New +$4.71K
SNDA icon
3261
Sonida Senior Living
SNDA
$1.88B
$5K ﹤0.01%
+13
New +$4.33K
SPMB icon
3262
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$5K ﹤0.01%
+170
New +$4.55K
TIMB icon
3263
TIM SA
TIMB
$8.68B
$5K ﹤0.01%
213
– –
VKQ icon
3264
Invesco Municipal Trust
VKQ
$546M
$5K ﹤0.01%
394
– –
WNS
3265
DELISTED
WNS Holdings
WNS
$5K ﹤0.01%
234
-22
-9% -$456
FRTX
3266
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$5K ﹤0.01%
1
-1
-50% -$3.79K
TESS
3267
DELISTED
Tessco Technologies Inc
TESS
$5K ﹤0.01%
+129
New +$4.83K
BICK
3268
DELISTED
First Trust BICK Index Fund
BICK
$5K ﹤0.01%
200
– –
FCRD
3269
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
300
– –
SNP
3270
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$5K ﹤0.01%
66
+27
+69% +$2.22K
MIC
3271
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
+90
New +$4.89K
TCO
3272
DELISTED
Taubman Centers Inc.
TCO
$5K ﹤0.01%
81
+73
+913% +$4.86K
IPHS
3273
DELISTED
Innophos Holdings, Inc.
IPHS
$5K ﹤0.01%
98
– –
DF
3274
DELISTED
Dean Foods Company
DF
$5K ﹤0.01%
274
– –
ICON
3275
DELISTED
Iconix Brand Group, Inc.
ICON
$5K ﹤0.01%
12
-150
-93% -$55.2K
129 130
131
132 133

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.