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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
3251
Booz Allen Hamilton
BAH
$9.45B
$4K ﹤0.01%
237
-329
-58% -$6.43K
BNDX icon
3252
Vanguard Total International Bond ETF
BNDX
$82.9B
$4K ﹤0.01%
+90
New +$4.45K
CAC icon
3253
Camden National
CAC
$982M
$4K ﹤0.01%
156
+1
+0.6% +$26
CEV
3254
Eaton Vance California Municipal Income Trust
CEV
$74.6M
$4K ﹤0.01%
350
– –
CUZ icon
3255
Cousins Properties
CUZ
$4.83B
$4K ﹤0.01%
141
+104
+281% +$3.02K
CVLT icon
3256
Commault Systems
CVLT
$5.78B
$4K ﹤0.01%
51
+42
+467% +$3.52K
BGMS
3257
Bio Green Med Solution Inc
BGMS
$4.97M
– –
0
– –
DCI icon
3258
Donaldson
DCI
$11.2B
$4K ﹤0.01%
100
+26
+35% +$961
EC icon
3259
Ecopetrol
EC
$35B
$4K ﹤0.01%
+88
New +$3.99K
ECH icon
3260
iShares MSCI Chile ETF
ECH
$1.04B
$4K ﹤0.01%
77
-802
-91% -$40.2K
ETD icon
3261
Ethan Allen Interiors
ETD
$602M
$4K ﹤0.01%
141
– –
EWQ icon
3262
iShares MSCI France ETF
EWQ
$334M
$4K ﹤0.01%
146
-8
-5% -$205
EZPW icon
3263
Ezcorp Inc
EZPW
$1.66B
$4K ﹤0.01%
250
– –
FFA
3264
First Trust Enhanced Equity Income Fund
FFA
$473M
$4K ﹤0.01%
305
– –
GBDC icon
3265
Golub Capital BDC
GBDC
$3.42B
$4K ﹤0.01%
+230
New +$3.97K
GIB icon
3266
CGI
GIB
$15.5B
$4K ﹤0.01%
100
– –
GPI icon
3267
Group 1 Automotive
GPI
$3.17B
$4K ﹤0.01%
69
-131
-66% -$9.77K
HPP
3268
Hudson Pacific Properties
HPP
$724M
$4K ﹤0.01%
28
+3
+12% +$437
JBSS icon
3269
John B. Sanfilippo & Son
JBSS
$978M
$4K ﹤0.01%
157
-7
-4% -$152
JVA icon
3270
Coffee Holding Co
JVA
$19.9M
$4K ﹤0.01%
700
– –
OPLN
3271
Openlane
OPLN
$4.48B
$4K ﹤0.01%
378
-92
-20% -$918
KEP icon
3272
Korea Electric Power
KEP
$15.8B
$4K ﹤0.01%
316
+1
+0.3% +$13
LTPZ icon
3273
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$4K ﹤0.01%
70
– –
LWAY icon
3274
Lifeway Foods
LWAY
$454M
$4K ﹤0.01%
+329
New +$5.29K
MBOT icon
3275
Microbot Medical
MBOT
$113M
$4K ﹤0.01%
1
-1
-50% -$2.71K
129 130
131
132 133

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.