We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
3226
Sabesp
SBS
$16.5B
$41K ﹤0.01%
19,760
+1,872
+10% +$3.78K
SPTM icon
3227
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$41K ﹤0.01%
1,296
– –
ECOL
3228
DELISTED
US Ecology, Inc.
ECOL
$41K ﹤0.01%
762
– –
WPX
3229
DELISTED
WPX Energy, Inc.
WPX
$41K ﹤0.01%
3,478
+1,328
+62% +$13.6K
NE
3230
DELISTED
Noble Corporation
NE
$41K ﹤0.01%
8,882
-631
-7% -$2.37K
CBPX
3231
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$41K ﹤0.01%
1,566
+1,174
+299% +$27.1K
TSRO
3232
DELISTED
TESARO, Inc.
TSRO
$41K ﹤0.01%
313
-9
-3% -$1.12K
FCB
3233
DELISTED
FCB Financial Holdings, Inc.
FCB
$41K ﹤0.01%
834
+161
+24% +$7.34K
SHLM
3234
DELISTED
Schulman (A.) Inc
SHLM
$41K ﹤0.01%
1,201
+470
+64% +$14K
CALD
3235
DELISTED
Callidus Software, Inc.
CALD
$41K ﹤0.01%
1,683
+173
+11% +$4.21K
VEDL
3236
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$41K ﹤0.01%
2,107
+1,481
+237% +$27.3K
AQB icon
3237
AquaBounty Technologies
AQB
$7.72M
$40K ﹤0.01%
288
+208
+260% +$30.2K
CNK icon
3238
Cinemark Holdings
CNK
$4.37B
$40K ﹤0.01%
1,087
-967
-47% -$35.1K
DNN icon
3239
Denison Mines
DNN
$2.95B
$40K ﹤0.01%
87,050
– –
FPEI icon
3240
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$40K ﹤0.01%
+2,000
New +$40.1K
HDGE icon
3241
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.2M
$40K ﹤0.01%
477
-32
-6% -$2.75K
JPXN
3242
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$40K ﹤0.01%
654
– –
KELYA icon
3243
Kelly Services Class A
KELYA
$566M
$40K ﹤0.01%
1,592
+145
+10% +$3.26K
LZB icon
3244
La-Z-Boy
LZB
$1.67B
$40K ﹤0.01%
1,480
-6
-0.4% -$175
MGNX icon
3245
MacroGenics
MGNX
$259M
$40K ﹤0.01%
2,177
+165
+8% +$2.86K
PSMT icon
3246
Pricesmart
PSMT
$5.55B
$40K ﹤0.01%
446
+53
+13% +$4.44K
SANM icon
3247
Sanmina
SANM
$11.1B
$40K ﹤0.01%
1,075
-73
-6% -$2.73K
SIG icon
3248
Signet Jewelers
SIG
$3.6B
$40K ﹤0.01%
600
+349
+139% +$21.5K
VFL
3249
DELISTED
abrdn National Municipal Income Fund
VFL
$40K ﹤0.01%
2,927
– –
ONIT
3250
Onity Group
ONIT
$330M
$40K ﹤0.01%
730
-933
-56% -$40.7K
128 129
130
131 132

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.