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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTA icon
3226
Axalta
AXTA
$7.93B
$16K ﹤0.01%
612
+576
+1,600% +$17.1K
CTO
3227
CTO Realty Growth
CTO
$819M
$16K ﹤0.01%
1,219
– –
EMIF icon
3228
iShares Emerging Markets Infrastructure ETF
EMIF
$12.7M
$16K ﹤0.01%
602
– –
FCN icon
3229
FTI Consulting
FCN
$4.24B
$16K ﹤0.01%
393
+253
+181% +$10.4K
FN icon
3230
Fabrinet
FN
$20.3B
$16K ﹤0.01%
919
+254
+38% +$4.79K
FXF icon
3231
Invesco CurrencyShares Swiss Franc Trust
FXF
$395M
$16K ﹤0.01%
164
– –
GOGO icon
3232
Gogo Inc
GOGO
$377M
$16K ﹤0.01%
1,056
+4
+0.4% +$68
HOV icon
3233
Hovnanian Enterprises
HOV
$793M
$16K ﹤0.01%
388
+100
+35% +$4.91K
IDE
3234
Voya Infrastructure, Industrials and Materials Fund
IDE
$202M
$16K ﹤0.01%
1,308
+33
+3% +$438
KMPR icon
3235
Kemper
KMPR
$1.56B
$16K ﹤0.01%
449
-868
-66% -$32.3K
NEOG icon
3236
Neogen
NEOG
$2.5B
$16K ﹤0.01%
955
-18
-2% -$354
NHC icon
3237
National Healthcare
NHC
$3.47B
$16K ﹤0.01%
270
+57
+27% +$3.57K
RVNU icon
3238
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$16K ﹤0.01%
635
+5
+0.8% +$127
SCS
3239
DELISTED
Steelcase
SCS
$16K ﹤0.01%
810
-874
-52% -$15.7K
SEM
3240
DELISTED
Select Medical
SEM
$16K ﹤0.01%
2,778
-258
-8% -$1.91K
SLAB icon
3241
Silicon Laboratories
SLAB
$7.3B
$16K ﹤0.01%
396
+29
+8% +$1.32K
SPXC icon
3242
SPX Corp
SPXC
$10.9B
$16K ﹤0.01%
1,297
-3,853
-75% -$59.1K
TLPH icon
3243
Talphera
TLPH
$72.7M
$16K ﹤0.01%
255
– –
WCC
3244
WESCO International
WCC
$17.8B
$16K ﹤0.01%
345
-124
-26% -$7.18K
SMC
3245
Summit Midstream
SMC
$477M
$16K ﹤0.01%
60
+27
+82% +$10.3K
NIB
3246
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$16K ﹤0.01%
+403
New +$16.8K
TIVO
3247
DELISTED
Tivo Inc
TIVO
$16K ﹤0.01%
1,525
-50
-3% -$605
IBDC
3248
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$16K ﹤0.01%
608
+4
+0.7% +$105
GNBC
3249
DELISTED
Green Bancorp, Inc
GNBC
$16K ﹤0.01%
1,400
– –
MZOR
3250
DELISTED
Mazor Robotics Ltd.
MZOR
$16K ﹤0.01%
1,400
– –
128 129
130
131 132

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.