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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENV
3226
DELISTED
ENVESTNET, INC.
ENV
$6K ﹤0.01%
147
+21
+17% +$766
NIHD
3227
DELISTED
NII HOLDINGS INC CL B
NIHD
$6K ﹤0.01%
2,041
-183
-8% -$675
AFK icon
3228
VanEck Africa Index ETF
AFK
$104M
$5K ﹤0.01%
150
-300
-67% -$9.29K
BVN icon
3229
Compañía de Minas Buenaventura
BVN
$8.58B
$5K ﹤0.01%
+451
New +$5.59K
CBOE icon
3230
Cboe Global Markets
CBOE
$30.6B
$5K ﹤0.01%
97
+90
+1,286% +$4.54K
CDP icon
3231
COPT Defense Properties
CDP
$4.23B
$5K ﹤0.01%
195
-35
-15% -$816
CGO
3232
Calamos Global Total Return Fund
CGO
$131M
$5K ﹤0.01%
354
+8
+2% +$110
COHR icon
3233
Coherent
COHR
$63.8B
$5K ﹤0.01%
296
-5
-2% -$85
COHU icon
3234
Cohu
COHU
$2.78B
$5K ﹤0.01%
453
+3
+0.7% +$30
CPSS icon
3235
Consumer Portfolio Services
CPSS
$207M
$5K ﹤0.01%
550
– –
CUBE icon
3236
CubeSmart
CUBE
$9.43B
$5K ﹤0.01%
340
-799
-70% -$13.7K
CVLT icon
3237
Commault Systems
CVLT
$6.22B
$5K ﹤0.01%
69
+18
+35% +$1.41K
CXSE icon
3238
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$494M
$5K ﹤0.01%
200
– –
DAKT icon
3239
Daktronics
DAKT
$990M
$5K ﹤0.01%
300
-4,000
-93% -$53.2K
DB icon
3240
Deutsche Bank
DB
$72.1B
$5K ﹤0.01%
122
– –
DBE icon
3241
Invesco DB Energy Fund
DBE
$90.3M
$5K ﹤0.01%
166
-1,079
-87% -$30.8K
EEMS icon
3242
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$5K ﹤0.01%
115
– –
EGBN icon
3243
Eagle Bancorp
EGBN
$882M
$5K ﹤0.01%
170
– –
FANG icon
3244
Diamondback Energy
FANG
$55.8B
$5K ﹤0.01%
+100
New +$4.97K
IMMR icon
3245
Immersion
IMMR
$249M
$5K ﹤0.01%
500
– –
KFY icon
3246
Korn Ferry
KFY
$4.34B
$5K ﹤0.01%
200
-125
-38% -$2.96K
LOGI icon
3247
Logitech
LOGI
$14.9B
$5K ﹤0.01%
329
– –
MIND icon
3248
MIND Technology
MIND
$42.7M
$5K ﹤0.01%
30
– –
MMT
3249
Aberdeen Multi-Market Income Fund
MMT
$244M
$5K ﹤0.01%
753
– –
MVT
3250
DELISTED
BlackRock MuniVest Fund II
MVT
$5K ﹤0.01%
380
– –
128 129
130
131 132

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.