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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNW
3226
DELISTED
CON-WAY INC.
CNW
$5K ﹤0.01%
114
-20
-15% -$847
ARUN
3227
DELISTED
ARUBA NETWORKS, INC.
ARUN
$5K ﹤0.01%
300
– –
SIMG
3228
DELISTED
SILICON IMAGE INC
SIMG
$5K ﹤0.01%
1,000
– –
SAPE
3229
DELISTED
SAPIENT CORP
SAPE
$5K ﹤0.01%
350
-300
-46% -$4.43K
GRT
3230
DELISTED
GLIMCHER REALTY TRUST
GRT
$5K ﹤0.01%
513
+72
+16% +$771
CPWR
3231
DELISTED
COMPUWARE CORP
CPWR
$5K ﹤0.01%
475
– –
NUJ
3232
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$5K ﹤0.01%
380
+5
+1% +$62
BNNY
3233
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$5K ﹤0.01%
100
– –
OPEN
3234
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$5K ﹤0.01%
76
+13
+21% +$909
YONG
3235
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$5K ﹤0.01%
800
– –
JRCC
3236
DELISTED
JAMES RIVER COAL NEW
JRCC
$5K ﹤0.01%
2,650
+400
+18% +$808
MKTG
3237
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$5K ﹤0.01%
+297
New +$4.38K
SLTM
3238
DELISTED
SOLTA MED INC (DE)
SLTM
$5K ﹤0.01%
2,630
– –
IF
3239
DELISTED
Aberdeen Indonesia Fund
IF
$5K ﹤0.01%
500
– –
VEDL
3240
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$5K ﹤0.01%
438
-538
-55% -$5.26K
LPNT
3241
DELISTED
LifePoint Health, Inc.
LPNT
$5K ﹤0.01%
102
-36
-26% -$1.72K
DGI
3242
DELISTED
DigitalGlobe Inc.
DGI
$5K ﹤0.01%
150
– –
NQS
3243
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$5K ﹤0.01%
354
+5
+1% +$63
ENV
3244
DELISTED
ENVESTNET, INC.
ENV
$5K ﹤0.01%
+126
New +$3.5K
EVOL
3245
DELISTED
Evolving Systems, Inc.
EVOL
$5K ﹤0.01%
+500
New +$4.01K
GCVRZ
3246
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$5K ﹤0.01%
2,368
– –
ANLY
3247
DELISTED
ANALYSTS INTL CORP COM STK (MN)
ANLY
$5K ﹤0.01%
699
– –
AAT
3248
American Assets Trust
AAT
$1.37B
$4K ﹤0.01%
138
+34
+33% +$1.07K
AMSF icon
3249
AMERISAFE
AMSF
$519M
$4K ﹤0.01%
100
– –
AU icon
3250
AngloGold Ashanti
AU
$49.3B
$4K ﹤0.01%
285
– –
128 129
130
131 132

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.