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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFG icon
301
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$3.85M 0.06%
56,439
-11,701
-17% -$790K
CASY icon
302
Casey's General Stores
CASY
$31.6B
$3.81M 0.06%
31,670
+928
+3% +$119K
PCI
303
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.79M 0.06%
185,953
+29,794
+19% +$593K
IYW icon
304
iShares US Technology ETF
IYW
$25.3B
$3.78M 0.06%
127,144
+87,436
+220% +$2.51M
AAL icon
305
American Airlines Group
AAL
$9.93B
$3.77M 0.06%
102,838
+1,953
+2% +$69K
QQQX icon
306
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$3.75M 0.06%
198,214
-2,397
-1% -$44.4K
VWOB icon
307
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$3.74M 0.06%
45,795
+3,653
+9% +$296K
AGN.PRA
308
DELISTED
Allergan plc
AGN.PRA
$3.71M 0.06%
4,522
+1,285
+40% +$1.11M
UTG icon
309
Reaves Utility Income Fund
UTG
$3.59B
$3.67M 0.06%
120,113
-1,867
-2% -$58.3K
PHK
310
PIMCO High Income Fund
PHK
$878M
$3.66M 0.05%
367,660
+21,552
+6% +$214K
EFV icon
311
iShares MSCI EAFE Value ETF
EFV
$30B
$3.65M 0.05%
78,971
-2,995
-4% -$135K
MORE
312
DELISTED
Monogram Residential Trust, Inc.
MORE
$3.63M 0.05%
341,517
-42,972
-11% -$447K
DLN icon
313
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$3.62M 0.05%
94,124
-4,624
-5% -$179K
OPPE
314
WisdomTree European Opportunities Fund
OPPE
$295M
$3.61M 0.05%
148,001
+20,262
+16% +$488K
CSX icon
315
CSX Corp
CSX
$92.8B
$3.61M 0.05%
355,374
+3,897
+1% +$36.9K
CWB icon
316
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$3.6M 0.05%
77,593
+36,368
+88% +$1.66M
IEMG icon
317
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$3.58M 0.05%
78,468
+12,259
+19% +$544K
ESRX
318
DELISTED
Express Scripts Holding Company
ESRX
$3.58M 0.05%
50,729
+112
+0.2% +$8.38K
CXP
319
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.55M 0.05%
158,530
-9,082
-5% -$212K
BDX icon
320
Becton Dickinson
BDX
$48.9B
$3.54M 0.05%
20,232
+367
+2% +$62.8K
DIAX
321
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.54M 0.05%
245,311
+500
+0.2% +$7.32K
DBEF icon
322
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$3.53M 0.05%
133,784
-9,959
-7% -$258K
AGN
323
DELISTED
Allergan plc
AGN
$3.5M 0.05%
15,168
+2,096
+16% +$512K
BLK icon
324
Blackrock
BLK
$175B
$3.49M 0.05%
9,639
+276
+3% +$100K
MGC icon
325
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$3.49M 0.05%
47,338
+2,031
+4% +$150K
11 12
13
14 15

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.