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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
301
Public Service Enterprise Group
PEG
$37.7B
$1.45M 0.05%
43,936
+1,536
+4% +$50.8K
IXC icon
302
iShares Global Energy ETF
IXC
$2.62B
$1.44M 0.05%
35,098
-6,321
-15% -$255K
ECL icon
303
Ecolab
ECL
$79.9B
$1.43M 0.05%
15,081
+1,476
+11% +$137K
KED
304
DELISTED
Kayne Anderson Energy
KED
$1.43M 0.05%
50,084
-2,385
-5% -$63K
ANDV
305
DELISTED
Andeavor
ANDV
$1.43M 0.05%
32,328
+1,104
+4% +$55K
AOS icon
306
A.O. Smith
AOS
$8.7B
$1.43M 0.05%
65,086
+13,468
+26% +$282K
VPU
307
Vanguard Utilities ETF
VPU
$8.44B
$1.42M 0.05%
17,758
+2,765
+18% +$230K
SLB icon
308
SLB Ltd
SLB
$75B
$1.42M 0.05%
15,968
+654
+4% +$53.7K
LUV icon
309
Southwest Airlines
LUV
$23B
$1.41M 0.05%
96,923
+78,865
+437% +$1.07M
LL
310
DELISTED
LL Flooring Holdings, Inc.
LL
$1.41M 0.05%
13,206
+5,131
+64% +$497K
ROP icon
311
Roper Technologies
ROP
$39.8B
$1.4M 0.05%
10,993
+1,156
+12% +$148K
AET
312
DELISTED
Aetna Inc
AET
$1.4M 0.05%
22,053
+13,774
+166% +$883K
TGT icon
313
Target
TGT
$68B
$1.39M 0.05%
21,745
-225
-1% -$15.3K
WELL icon
314
Welltower
WELL
$171B
$1.38M 0.05%
22,149
-2,859
-11% -$182K
UIL
315
DELISTED
UIL HOLDINGS
UIL
$1.38M 0.05%
37,020
+1,458
+4% +$56.4K
QQEW icon
316
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$1.37M 0.05%
40,608
+24,399
+151% +$787K
FXH icon
317
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$1.37M 0.05%
32,555
+6,329
+24% +$267K
ETN icon
318
Eaton
ETN
$174B
$1.37M 0.05%
19,832
+516
+3% +$34.7K
ROST icon
319
Ross Stores
ROST
$81.9B
$1.36M 0.05%
37,380
+882
+2% +$30.1K
SLXP
320
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$1.36M 0.05%
20,386
+212
+1% +$14.6K
SHM icon
321
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.36M 0.05%
28,112
-11,226
-29% -$540K
WMB icon
322
Williams Companies
WMB
$86.1B
$1.35M 0.05%
37,040
-12,233
-25% -$429K
XLV icon
323
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.34M 0.05%
26,579
-137,113
-84% -$6.89M
MDT icon
324
Medtronic
MDT
$112B
$1.34M 0.05%
25,125
+3,274
+15% +$176K
NUE icon
325
Nucor
NUE
$62.1B
$1.34M 0.05%
27,238
-9,339
-26% -$438K
11 12
13
14 15

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.