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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVTA
3201
DELISTED
Invitae Corporation
NVTA
$53K ﹤0.01%
4,818
-1,951
-29% -$25.3K
HEP
3202
DELISTED
Holly Energy Partners, L.P.
HEP
$53K ﹤0.01%
1,831
– –
NP
3203
DELISTED
Neenah, Inc. Common Stock
NP
$53K ﹤0.01%
907
+31
+4% +$2.24K
HMSY
3204
DELISTED
HMS Holdings Corp.
HMSY
$53K ﹤0.01%
1,896
+1,048
+124% +$33.9K
CCOI icon
3205
Cogent Communications
CCOI
$579M
$52K ﹤0.01%
1,133
+845
+293% +$41.8K
EET icon
3206
ProShares Ultra MSCI Emerging Markets
EET
$37.2M
$52K ﹤0.01%
840
– –
ERX icon
3207
Direxion Daily Energy Bull 2X ETF
ERX
$251M
$52K ﹤0.01%
342
-43
-11% -$11K
EXLS icon
3208
EXL Service
EXLS
$5.28B
$52K ﹤0.01%
4,995
+2,420
+94% +$28.1K
GSBC icon
3209
Great Southern Bancorp
GSBC
$889M
$52K ﹤0.01%
1,136
– –
HAWX icon
3210
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$357M
$52K ﹤0.01%
+2,197
New +$54.9K
KEX icon
3211
Kirby Corp
KEX
$7.32B
$52K ﹤0.01%
772
+26
+3% +$1.92K
SBS icon
3212
Sabesp
SBS
$16.2B
$52K ﹤0.01%
30,573
+1,274
+4% +$1.83K
CAMP
3213
DELISTED
CalAmp Corp.
CAMP
$52K ﹤0.01%
171
– –
CWBR
3214
DELISTED
CohBar, Inc. Common Stock
CWBR
$52K ﹤0.01%
417
+45
+12% +$5K
EQM
3215
DELISTED
EQM Midstream Partners, LP
EQM
$52K ﹤0.01%
1,211
-213
-15% -$10.2K
ONCE
3216
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$52K ﹤0.01%
1,332
-171
-11% -$7.42K
PDLI
3217
DELISTED
PDL BioPharma, Inc.
PDLI
$52K ﹤0.01%
18,125
-1,017
-5% -$2.79K
CATH icon
3218
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$51K ﹤0.01%
1,680
-500
-23% -$16.8K
EVH icon
3219
Evolent Health
EVH
$529M
$51K ﹤0.01%
2,530
+27
+1% +$625
FPXI icon
3220
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$301M
$51K ﹤0.01%
1,664
-905
-35% -$28.6K
MUFG icon
3221
Mitsubishi UFJ Financial
MUFG
$260B
$51K ﹤0.01%
10,416
+3,180
+44% +$18K
NHC icon
3222
National Healthcare
NHC
$3.5B
$51K ﹤0.01%
650
+400
+160% +$31.3K
OTEX icon
3223
Open Text
OTEX
$5.94B
$51K ﹤0.01%
1,553
-21,124
-93% -$714K
PHX
3224
DELISTED
PHX Minerals
PHX
$51K ﹤0.01%
3,280
– –
RDN icon
3225
Radian Group
RDN
$4.98B
$51K ﹤0.01%
3,114
+2,795
+876% +$51K
127 128
129
130 131

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.