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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGO icon
3201
Eldorado Gold
EGO
$10B
$42K ﹤0.01%
3,885
+223
+6% +$2.43K
GLOF icon
3202
iShares Global Equity Factor ETF
GLOF
$225M
$42K ﹤0.01%
1,441
+750
+109% +$21.1K
GOGL
3203
DELISTED
Golden Ocean Group
GOGL
$42K ﹤0.01%
5,428
+2,157
+66% +$17.3K
MRCY icon
3204
Mercury Systems
MRCY
$6.57B
$42K ﹤0.01%
805
+348
+76% +$16K
OI icon
3205
O-I Glass
OI
$1.06B
$42K ﹤0.01%
1,681
+1,090
+184% +$26.4K
SPXV icon
3206
ProShares S&P 500 ex-Health Care ETF
SPXV
$41.8M
$42K ﹤0.01%
1,600
– –
TPIC
3207
DELISTED
TPI Composites
TPIC
$42K ﹤0.01%
+1,900
New +$38K
JBTM
3208
JBT Marel
JBTM
$6.11B
$42K ﹤0.01%
408
-147
-26% -$13.6K
WWE
3209
DELISTED
World Wrestling Entertainment
WWE
$42K ﹤0.01%
1,811
-158
-8% -$3.4K
SHI
3210
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$42K ﹤0.01%
700
– –
INFO
3211
DELISTED
IHS Markit Ltd. Common Shares
INFO
$42K ﹤0.01%
958
+435
+83% +$20.1K
COW
3212
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$42K ﹤0.01%
1,840
-115
-6% -$2.69K
CFNB
3213
DELISTED
California First National Banc
CFNB
$42K ﹤0.01%
2,325
– –
KMM
3214
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$42K ﹤0.01%
4,698
+1,063
+29% +$9.42K
MSFG
3215
DELISTED
MainSource Financial Group Inc
MSFG
$42K ﹤0.01%
1,179
+154
+15% +$5.22K
BRFS
3216
DELISTED
BRF SA
BRFS
$41K ﹤0.01%
2,841
-355
-11% -$4.62K
GEL icon
3217
Genesis Energy
GEL
$1.94B
$41K ﹤0.01%
1,558
+4
+0.3% +$114
HAE icon
3218
Haemonetics
HAE
$4.13B
$41K ﹤0.01%
916
-37
-4% -$1.54K
ISCF icon
3219
iShares International Small Cap Equity Factor ETF
ISCF
$682M
$41K ﹤0.01%
1,320
– –
MBCN
3220
DELISTED
Middlefield Banc Corp
MBCN
$41K ﹤0.01%
1,800
– –
NVCR icon
3221
NovoCure
NVCR
$2.06B
$41K ﹤0.01%
2,036
+1,500
+280% +$29.5K
ODP
3222
DELISTED
ODP
ODP
$41K ﹤0.01%
911
+14
+2% +$692
RAMP icon
3223
LiveRamp
RAMP
$2.3B
$41K ﹤0.01%
1,684
-82
-5% -$2.01K
RBCAA icon
3224
Republic Bancorp
RBCAA
$1.93B
$41K ﹤0.01%
1,043
+1
+0.1% +$36
RRX icon
3225
Regal Rexnord
RRX
$11.4B
$41K ﹤0.01%
513
-37
-7% -$2.95K
127 128
129
130 131

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.