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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMD
3201
DELISTED
Cantel Medical Corporation
CMD
$27K ﹤0.01%
356
-1,559
-81% -$113K
DUC
3202
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$27K ﹤0.01%
2,765
+7
+0.3% +$68
BRS
3203
DELISTED
Bristow Group, Inc.
BRS
$27K ﹤0.01%
1,925
– –
KLXI
3204
DELISTED
KLX Inc.
KLXI
$27K ﹤0.01%
905
-296
-25% -$8.52K
NVIV
3205
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
GIMO
3206
DELISTED
Gigamon Inc.
GIMO
$27K ﹤0.01%
481
-164
-25% -$7.45K
MUS
3207
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$27K ﹤0.01%
1,865
– –
CFCB
3208
DELISTED
Centrue Financial Corporation
CFCB
$27K ﹤0.01%
1,366
– –
ALT icon
3209
Altimmune
ALT
$566M
$26K ﹤0.01%
30
– –
ARDX icon
3210
Ardelyx
ARDX
$1.03B
$26K ﹤0.01%
2,000
– –
ASX icon
3211
ASE Group
ASX
$102B
$26K ﹤0.01%
4,398
+35
+0.8% +$206
CSTE icon
3212
Caesarstone
CSTE
$113M
$26K ﹤0.01%
700
+400
+133% +$15.1K
DVAX
3213
DELISTED
Dynavax Technologies
DVAX
$26K ﹤0.01%
2,478
+695
+39% +$9.99K
ESGR
3214
DELISTED
Enstar Group
ESGR
$26K ﹤0.01%
155
– –
ESLT icon
3215
Elbit Systems
ESLT
$36.7B
$26K ﹤0.01%
271
+1
+0.4% +$97
EWD icon
3216
iShares MSCI Sweden ETF
EWD
$586M
$26K ﹤0.01%
862
– –
EWI icon
3217
iShares MSCI Italy ETF
EWI
$1.08B
$26K ﹤0.01%
1,167
-14
-1% -$309
EXPO icon
3218
Exponent
EXPO
$3.21B
$26K ﹤0.01%
1,030
-34
-3% -$886
FRO icon
3219
Frontline
FRO
$9.16B
$26K ﹤0.01%
3,580
-1,397
-28% -$10.8K
IIIN icon
3220
Insteel Industries
IIIN
$634M
$26K ﹤0.01%
717
+538
+301% +$18.1K
MTH icon
3221
Meritage Homes
MTH
$4.76B
$26K ﹤0.01%
1,500
– –
NAII icon
3222
Natural Alternatives International
NAII
$13.9M
$26K ﹤0.01%
2,000
+1,582
+378% +$17K
NPO icon
3223
Enpro
NPO
$7.19B
$26K ﹤0.01%
453
+36
+9% +$1.85K
NSA
3224
DELISTED
National Storage Affiliates Trust
NSA
$26K ﹤0.01%
+1,262
New +$26.4K
OSIS icon
3225
OSI Systems
OSIS
$3.78B
$26K ﹤0.01%
393
+2
+0.5% +$126
127 128
129
130 131

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.