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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JO
3201
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$21K ﹤0.01%
1,050
+350
+50% +$6.83K
OCAT
3202
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
$21K ﹤0.01%
2,535
-240
-9% -$1.61K
DTYS
3203
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$21K ﹤0.01%
1,056
– –
DGI
3204
DELISTED
DigitalGlobe Inc.
DGI
$21K ﹤0.01%
1,358
-231
-15% -$4.04K
AMSF icon
3205
AMERISAFE
AMSF
$515M
$20K ﹤0.01%
383
+145
+61% +$7.61K
BMI icon
3206
Badger Meter
BMI
$3.78B
$20K ﹤0.01%
672
-88
-12% -$2.62K
BYM
3207
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$20K ﹤0.01%
1,351
+121
+10% +$1.7K
EDSA icon
3208
Edesa Biotech
EDSA
$55.3M
$20K ﹤0.01%
+10
New +$23.2K
ENX
3209
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$20K ﹤0.01%
1,500
– –
ESPR
3210
DELISTED
Esperion Therapeutics
ESPR
$20K ﹤0.01%
+900
New +$22.7K
EXPO icon
3211
Exponent
EXPO
$3.2B
$20K ﹤0.01%
836
+248
+42% +$6.29K
GTE icon
3212
Gran Tierra Energy
GTE
$333M
$20K ﹤0.01%
880
– –
MZTI
3213
The Marzetti Company
MZTI
$3.16B
$20K ﹤0.01%
174
+86
+98% +$9.42K
MRTN icon
3214
Marten Transport
MRTN
$1.24B
$20K ﹤0.01%
2,808
+1,185
+73% +$8.11K
MTX icon
3215
Minerals Technologies
MTX
$2.25B
$20K ﹤0.01%
442
+323
+271% +$18.1K
MXF
3216
Mexico Fund
MXF
$311M
$20K ﹤0.01%
1,208
-279
-19% -$4.98K
NPO icon
3217
Enpro
NPO
$7.2B
$20K ﹤0.01%
463
+10
+2% +$470
NVG icon
3218
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$20K ﹤0.01%
1,456
+342
+31% +$4.8K
PLAB icon
3219
Photronics
PLAB
$1.94B
$20K ﹤0.01%
1,588
+88
+6% +$946
PMX
3220
DELISTED
PIMCO Municipal Income Fund III
PMX
$20K ﹤0.01%
1,750
– –
RWT
3221
Redwood Trust
RWT
$605M
$20K ﹤0.01%
1,492
-2,372
-61% -$32K
TEO icon
3222
Telecom Argentina
TEO
$5.77B
$20K ﹤0.01%
1,241
– –
TLPH icon
3223
Talphera
TLPH
$62.3M
$20K ﹤0.01%
255
– –
TTWO icon
3224
Take-Two Interactive
TTWO
$46.2B
$20K ﹤0.01%
567
+412
+266% +$13.9K
WTMF icon
3225
WisdomTree Managed Futures Strategy Fund
WTMF
$251M
$20K ﹤0.01%
490
+394
+410% +$16.4K
127 128
129
130 131

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.