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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKX icon
3201
POSCO
PKX
$17.3B
$17K ﹤0.01%
476
-275
-37% -$11.2K
PSCU icon
3202
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$17K ﹤0.01%
451
+109
+32% +$4.07K
RNST icon
3203
Renasant Corp
RNST
$4B
$17K ﹤0.01%
520
+154
+42% +$4.95K
SKY icon
3204
Champion Homes
SKY
$5.23B
$17K ﹤0.01%
6,000
– –
SLCA
3205
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$17K ﹤0.01%
1,263
-329
-21% -$7.01K
VJET
3206
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$17K ﹤0.01%
740
– –
MDRX
3207
DELISTED
Veradigm Inc. Common Stock
MDRX
$17K ﹤0.01%
1,389
-11
-0.8% -$151
TEN
3208
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$17K ﹤0.01%
384
-20
-5% -$976
ENIA
3209
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$17K ﹤0.01%
2,460
+346
+16% +$2.65K
MGLN
3210
DELISTED
Magellan Health Services, Inc.
MGLN
$17K ﹤0.01%
299
-24
-7% -$1.45K
BITA
3211
DELISTED
Bitauto Holdings Limited
BITA
$17K ﹤0.01%
573
-29
-5% -$986
TRQ
3212
DELISTED
Turquoise Hill Resources Ltd
TRQ
$17K ﹤0.01%
680
-100
-13% -$3.18K
BDCL
3213
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$17K ﹤0.01%
1,137
– –
ROX
3214
DELISTED
Castle Brands, Inc.
ROX
$17K ﹤0.01%
13,000
– –
BT
3215
DELISTED
BT Group plc (ADR)
BT
$17K ﹤0.01%
528
+46
+10% +$1.59K
CLD
3216
DELISTED
Cloud Peak Energy Inc
CLD
$17K ﹤0.01%
6,683
+1,391
+26% +$4.63K
ALOG
3217
DELISTED
Analogic Corp
ALOG
$17K ﹤0.01%
214
-6
-3% -$486
LF
3218
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$17K ﹤0.01%
23,600
+13,360
+130% +$13.9K
FWDD
3219
DELISTED
Madrona Domestic ETF
FWDD
$17K ﹤0.01%
435
-100
-19% -$4.25K
FEEU
3220
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$17K ﹤0.01%
190
-104
-35% -$11.2K
PLCM
3221
DELISTED
POLYCOM INC
PLCM
$17K ﹤0.01%
1,586
-233
-13% -$2.53K
OB
3222
DELISTED
Onebeacon Insurance Group Ltd
OB
$17K ﹤0.01%
1,189
-61
-5% -$891
AGM icon
3223
Federal Agricultural Mortgage
AGM
$2.58B
$16K ﹤0.01%
600
– –
AMD icon
3224
Advanced Micro Devices
AMD
$789B
$16K ﹤0.01%
9,843
-365
-4% -$686
APOG icon
3225
Apogee Enterprises
APOG
$897M
$16K ﹤0.01%
+377
New +$19.7K
127 128
129
130 131

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.