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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJH
3201
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$6K ﹤0.01%
+230
New +$6.21K
FIG
3202
DELISTED
Fortress Investment Group Llc
FIG
$6K ﹤0.01%
722
– –
EXAR
3203
DELISTED
Exar Corporation
EXAR
$6K ﹤0.01%
500
– –
SBY
3204
DELISTED
Silver Bay Realty Trust Corp.
SBY
$6K ﹤0.01%
349
-402
-54% -$6.33K
DXKW
3205
DELISTED
WisdomTree Korea Hedged Equity Fund
DXKW
$6K ﹤0.01%
+230
New +$5.64K
BSJG
3206
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$6K ﹤0.01%
+230
New +$6.2K
VSPY
3207
DELISTED
DIREXIONS&P 500 VOLATILITY RESPONSE SHARES
VSPY
$6K ﹤0.01%
100
– –
RLOC
3208
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$6K ﹤0.01%
500
– –
CNL
3209
DELISTED
CLECO CRP (HOLDING CO)
CNL
$6K ﹤0.01%
126
-2
-2% -$92
NMA
3210
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$6K ﹤0.01%
500
– –
PLTM
3211
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
$6K ﹤0.01%
500
– –
VRNG
3212
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$6K ﹤0.01%
200
– –
TBAR
3213
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
$6K ﹤0.01%
200
– –
ELX
3214
DELISTED
EMULEX CORP
ELX
$6K ﹤0.01%
825
– –
SIMG
3215
DELISTED
SILICON IMAGE INC
SIMG
$6K ﹤0.01%
1,000
– –
SAPE
3216
DELISTED
SAPIENT CORP
SAPE
$6K ﹤0.01%
350
– –
OPEN
3217
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$6K ﹤0.01%
73
-3
-4% -$230
FIO
3218
DELISTED
FUSION-IO INC COM
FIO
$6K ﹤0.01%
660
-100
-13% -$1.08K
CHC
3219
DELISTED
CHINA HYDROELECTRIC CORP SPONSORED ADR RPSTG 3 ORD SHS
CHC
$6K ﹤0.01%
2,200
– –
BPO
3220
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$6K ﹤0.01%
306
– –
NCP
3221
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$6K ﹤0.01%
480
– –
GUR
3222
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$6K ﹤0.01%
145
– –
VIA
3223
DELISTED
Viacom Inc. Class A
VIA
$6K ﹤0.01%
70
– –
MCF
3224
DELISTED
Contango Oil & Gas Co.
MCF
$6K ﹤0.01%
124
+24
+24% +$1.05K
PLCM
3225
DELISTED
POLYCOM INC
PLCM
$6K ﹤0.01%
554
– –
127 128
129
130 131

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.