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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
3201
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
+300
New +$4.67K
BPY
3202
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$5K ﹤0.01%
234
– –
GLOG
3203
DELISTED
GASLOG LTD
GLOG
$5K ﹤0.01%
346
+73
+27% +$1.02K
TECD
3204
DELISTED
Tech Data Corp
TECD
$5K ﹤0.01%
103
– –
IPHS
3205
DELISTED
Innophos Holdings, Inc.
IPHS
$5K ﹤0.01%
98
– –
ANFI
3206
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$5K ﹤0.01%
362
– –
VSI
3207
DELISTED
Vitamin Shoppe Inc.
VSI
$5K ﹤0.01%
108
-162
-60% -$7.17K
DF
3208
DELISTED
Dean Foods Company
DF
$5K ﹤0.01%
274
-4
-1% -$81
MDSO
3209
DELISTED
Medidata Solutions, Inc.
MDSO
$5K ﹤0.01%
100
-100
-50% -$4.41K
TI.A
3210
DELISTED
Telecom Italia 10 Svg
TI.A
$5K ﹤0.01%
753
– –
EMES
3211
DELISTED
Emerge Energy Services LP
EMES
$5K ﹤0.01%
+150
New +$4.06K
EGN
3212
DELISTED
Energen
EGN
$5K ﹤0.01%
62
– –
ELON
3213
DELISTED
Echelon Corp
ELON
$5K ﹤0.01%
200
– –
FINL
3214
DELISTED
Finish Line
FINL
$5K ﹤0.01%
207
+1
+0.5% +$22
JO
3215
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$5K ﹤0.01%
200
– –
RGC
3216
DELISTED
Regal Entertainment Group
RGC
$5K ﹤0.01%
257
-286
-53% -$5.35K
PPP
3217
DELISTED
Primero Mining Corp
PPP
$5K ﹤0.01%
1,000
– –
NILE
3218
DELISTED
Blue Nile, Inc.
NILE
$5K ﹤0.01%
110
– –
IL
3219
DELISTED
IntraLinks Holdings Inc.
IL
$5K ﹤0.01%
540
+250
+86% +$2.18K
ININ
3220
DELISTED
Interactive Intelligence Group, inc.
ININ
$5K ﹤0.01%
75
– –
VSPY
3221
DELISTED
DIREXIONS&P 500 VOLATILITY RESPONSE SHARES
VSPY
$5K ﹤0.01%
100
– –
ASEI
3222
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$5K ﹤0.01%
84
+14
+20% +$829
TC
3223
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$5K ﹤0.01%
1,500
– –
BEE
3224
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$5K ﹤0.01%
609
+47
+8% +$410
TAI
3225
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$5K ﹤0.01%
267
-167
-38% -$3.4K
127 128
129
130 131

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.