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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBT icon
3176
Cabot Corp
CBT
$4.45B
$43K ﹤0.01%
765
-64
-8% -$3.42K
CCD
3177
Calamos Dynamic Convertible & Income Fund
CCD
$756M
$43K ﹤0.01%
2,098
+22
+1% +$447
FBP icon
3178
First Bancorp
FBP
$4.5B
$43K ﹤0.01%
8,460
+160
+2% +$913
FDLO icon
3179
Fidelity Low Volatility Factor ETF
FDLO
$1.45B
$43K ﹤0.01%
1,494
+843
+129% +$23.8K
FMY
3180
First Trust Mortgage Income Fund
FMY
$49.6M
$43K ﹤0.01%
2,989
– –
FNY icon
3181
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$43K ﹤0.01%
1,171
+321
+38% +$11.3K
LPCN icon
3182
Lipocine
LPCN
$17.2M
$43K ﹤0.01%
637
+59
+10% +$4.27K
PGC icon
3183
Peapack-Gladstone Financial
PGC
$822M
$43K ﹤0.01%
1,276
-1,287
-50% -$40.5K
PJT icon
3184
PJT Partners
PJT
$4.57B
$43K ﹤0.01%
1,123
-18
-2% -$714
RDUS
3185
DELISTED
Radius Recycling
RDUS
$43K ﹤0.01%
1,534
+164
+12% +$4.3K
SM icon
3186
SM Energy
SM
$7.71B
$43K ﹤0.01%
2,390
+1,000
+72% +$15.6K
TOWN icon
3187
Towne Bank
TOWN
$3.5B
$43K ﹤0.01%
1,288
+191
+17% +$5.94K
CSML
3188
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$43K ﹤0.01%
1,591
+1,351
+563% +$34.1K
CPE
3189
DELISTED
Callon Petroleum Company
CPE
$43K ﹤0.01%
377
-96
-20% -$10.2K
BSJN
3190
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$43K ﹤0.01%
1,587
+500
+46% +$13.4K
ARGO
3191
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$43K ﹤0.01%
798
-84
-10% -$4.4K
BCM
3192
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$43K ﹤0.01%
1,553
+22
+1% +$591
GPL
3193
DELISTED
Great Panther Mining Limited
GPL
$43K ﹤0.01%
3,500
+2,000
+133% +$25.8K
EDR
3194
DELISTED
Education Realty Trust Inc
EDR
$43K ﹤0.01%
1,185
-383
-24% -$14.7K
CIZ
3195
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$43K ﹤0.01%
1,277
-796
-38% -$26.6K
VSTO
3196
DELISTED
Vista Outdoor Inc.
VSTO
$43K ﹤0.01%
1,888
+720
+62% +$16.2K
ATI icon
3197
ATI
ATI
$30.9B
$42K ﹤0.01%
1,753
+3
+0.2% +$59
BFAM icon
3198
Bright Horizons
BFAM
$3.86B
$42K ﹤0.01%
494
-57
-10% -$4.54K
BBBY
3199
Bed Bath & Beyond
BBBY
$421M
$42K ﹤0.01%
+1,863
New +$28.1K
CALM icon
3200
Cal-Maine
CALM
$3.87B
$42K ﹤0.01%
1,013
-88
-8% -$3.29K
126 127
128
129 130

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.