We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPV
3176
Barings Participation Investors
MPV
$176M
$28K ﹤0.01%
1,936
– –
RDVY icon
3177
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$28K ﹤0.01%
1,267
+3
+0.2% +$65
ROAM icon
3178
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$28K ﹤0.01%
1,248
-201
-14% -$4.37K
AD
3179
Array Digital Infrastructure
AD
$3.13B
$28K ﹤0.01%
771
+155
+25% +$5.96K
SMC
3180
Summit Midstream
SMC
$477M
$28K ﹤0.01%
81
+1
+1% +$346
ECHO
3181
DELISTED
Echo Global Logistics, Inc.
ECHO
$28K ﹤0.01%
1,209
-559
-32% -$13.7K
WPX
3182
DELISTED
WPX Energy, Inc.
WPX
$28K ﹤0.01%
2,120
-297
-12% -$3.3K
ARRY
3183
DELISTED
Array Biopharma Inc
ARRY
$28K ﹤0.01%
4,206
+244
+6% +$944
GIG
3184
DELISTED
GigPeak, Inc.
GIG
$28K ﹤0.01%
12,000
– –
UFS
3185
DELISTED
DOMTAR CORPORATION (New)
UFS
$28K ﹤0.01%
753
+284
+61% +$10.5K
REXX
3186
DELISTED
Rex Energy Corporation
REXX
$28K ﹤0.01%
4,800
+1,722
+56% +$10.2K
XTLY
3187
DELISTED
Xactly Corporation
XTLY
$28K ﹤0.01%
1,876
+318
+20% +$4.26K
AIRG icon
3188
Airgain
AIRG
$71.7M
$27K ﹤0.01%
+1,742
New +$22.1K
CMTL icon
3189
Comtech Telecommunications
CMTL
$53M
$27K ﹤0.01%
2,106
-996
-32% -$13.1K
CNCR
3190
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$27K ﹤0.01%
1,060
+60
+6% +$1.48K
GLP icon
3191
Global Partners
GLP
$1.7B
$27K ﹤0.01%
+1,690
New +$24.8K
HCKT icon
3192
Hackett Group
HCKT
$271M
$27K ﹤0.01%
1,643
+455
+38% +$6.95K
ITEQ icon
3193
Amplify BlueStar Israel Technology ETF
ITEQ
$119M
$27K ﹤0.01%
1,050
– –
JRVR icon
3194
James River Group Holdings
JRVR
$194M
$27K ﹤0.01%
+749
New +$26.3K
LPLA icon
3195
LPL Financial
LPLA
$29.3B
$27K ﹤0.01%
919
-431
-32% -$11.7K
MRC
3196
DELISTED
MRC Global
MRC
$27K ﹤0.01%
1,625
-2,954
-65% -$42.3K
PIPR icon
3197
Piper Sandler
PIPR
$5.45B
$27K ﹤0.01%
2,264
+580
+34% +$6.32K
PWZ icon
3198
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$27K ﹤0.01%
1,000
– –
SMLF icon
3199
iShares US Small Cap Equity Factor ETF
SMLF
$4.33B
$27K ﹤0.01%
854
+2
+0.2% +$63
TWI icon
3200
Titan International
TWI
$441M
$27K ﹤0.01%
2,655
– –
126 127
128
129 130

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.