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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYBT icon
3176
Stock Yards Bancorp
SYBT
$2.64B
$6K ﹤0.01%
261
– –
TAN icon
3177
Invesco Solar ETF
TAN
$1.38B
$6K ﹤0.01%
166
-899
-84% -$33.6K
TGTX icon
3178
TG Therapeutics
TGTX
$7.34B
$6K ﹤0.01%
+1,550
New +$6.26K
TIPX icon
3179
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$6K ﹤0.01%
+321
New +$6.26K
USRT icon
3180
iShares Core US REIT ETF
USRT
$4.63B
$6K ﹤0.01%
155
-375
-71% -$14.7K
VTIP icon
3181
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$6K ﹤0.01%
128
-107
-46% -$5.29K
WEX icon
3182
WEX
WEX
$6.78B
$6K ﹤0.01%
61
– –
WRLD icon
3183
World Acceptance Corp
WRLD
$875M
$6K ﹤0.01%
65
– –
WTS icon
3184
Watts Water Technologies
WTS
$12.8B
$6K ﹤0.01%
107
-1
-0.9% -$58
ZEUS
3185
DELISTED
Olympic Steel
ZEUS
$6K ﹤0.01%
200
– –
TXNM
3186
TXNM Energy Inc
TXNM
$5.91B
$6K ﹤0.01%
260
– –
B
3187
DELISTED
Barnes Group Inc.
B
$6K ﹤0.01%
145
+63
+77% +$2.3K
SIX
3188
DELISTED
Six Flags Entertainment Corp.
SIX
$6K ﹤0.01%
154
-383
-71% -$13.8K
KAMN
3189
DELISTED
Kaman Corp
KAMN
$6K ﹤0.01%
157
-108
-41% -$4.13K
SJI
3190
DELISTED
South Jersey Industries, Inc.
SJI
$6K ﹤0.01%
200
– –
CXDC
3191
DELISTED
China XD Plastics Company Limited
CXDC
$6K ﹤0.01%
+1,096
New +$5.34K
CORV
3192
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$6K ﹤0.01%
+1,000
New +$5.24K
TOO
3193
DELISTED
Teekay Offshore Partners L.P.
TOO
$6K ﹤0.01%
181
– –
SSFN
3194
DELISTED
Stewardship Financial Corp
SSFN
$6K ﹤0.01%
1,302
– –
MDSO
3195
DELISTED
Medidata Solutions, Inc.
MDSO
$6K ﹤0.01%
100
– –
NCI
3196
DELISTED
Navigant Consulting, Inc.
NCI
$6K ﹤0.01%
328
+137
+72% +$2.43K
TI.A
3197
DELISTED
Telecom Italia 10 Svg
TI.A
$6K ﹤0.01%
753
– –
BSJI
3198
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$6K ﹤0.01%
+230
New +$6.17K
KYO
3199
DELISTED
Kyocera Adr
KYO
$6K ﹤0.01%
112
-34
-23% -$1.74K
FINL
3200
DELISTED
Finish Line
FINL
$6K ﹤0.01%
207
– –
126 127
128
129 130

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.