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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIBK icon
3151
First Interstate BancSystem
FIBK
$3.72B
$29K ﹤0.01%
915
– –
GHC icon
3152
Graham Holdings Company
GHC
$5.02B
$29K ﹤0.01%
60
– –
GURU icon
3153
Global X Guru Index ETF
GURU
$64.3M
$29K ﹤0.01%
1,249
– –
COLO
3154
Global X MSCI Colombia ETF
COLO
$214M
$29K ﹤0.01%
755
– –
HCI icon
3155
HCI Group
HCI
$2.3B
$29K ﹤0.01%
942
-89
-9% -$2.71K
HIMX
3156
Himax Technologies
HIMX
$2.61B
$29K ﹤0.01%
3,371
+1,622
+93% +$15.2K
IMKTA icon
3157
Ingles Markets
IMKTA
$1.66B
$29K ﹤0.01%
742
-1,005
-58% -$38.6K
INN
3158
Summit Hotel Properties
INN
$654M
$29K ﹤0.01%
2,210
+104
+5% +$1.44K
MUFG icon
3159
Mitsubishi UFJ Financial
MUFG
$259B
$29K ﹤0.01%
5,701
+472
+9% +$2.38K
MUSA icon
3160
Murphy USA
MUSA
$10.5B
$29K ﹤0.01%
413
+122
+42% +$9.11K
NEOG icon
3161
Neogen
NEOG
$2.54B
$29K ﹤0.01%
1,349
-3
-0.2% -$64
PPLT
3162
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$29K ﹤0.01%
2,860
-530
-16% -$5.54K
RNST icon
3163
Renasant Corp
RNST
$3.98B
$29K ﹤0.01%
862
+21
+2% +$705
TDW icon
3164
Tidewater
TDW
$4.7B
$29K ﹤0.01%
310
-20
-6% -$2.38K
ZROZ icon
3165
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.29B
$29K ﹤0.01%
210
-880
-81% -$120K
JBTM
3166
JBT Marel
JBTM
$6.18B
$29K ﹤0.01%
399
+21
+6% +$1.4K
CPE
3167
DELISTED
Callon Petroleum Company
CPE
$29K ﹤0.01%
186
+117
+170% +$15.5K
MDCO
3168
DELISTED
Medicines Co
MDCO
$29K ﹤0.01%
754
– –
XRDC
3169
DELISTED
Crossroads Capital, Inc
XRDC
$29K ﹤0.01%
16,054
– –
CYNO
3170
DELISTED
Cynosure, Inc. Class A
CYNO
$29K ﹤0.01%
552
+406
+278% +$21.1K
JTA
3171
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$29K ﹤0.01%
2,433
-1,712
-41% -$20.4K
PRMW
3172
DELISTED
Primo Water Corporation
PRMW
$29K ﹤0.01%
2,432
-200
-8% -$2.35K
ANF icon
3173
Abercrombie & Fitch
ANF
$4.83B
$28K ﹤0.01%
1,757
+43
+3% +$830
FIX icon
3174
Comfort Systems
FIX
$63B
$28K ﹤0.01%
953
-133
-12% -$3.95K
FNDE icon
3175
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.93B
$28K ﹤0.01%
1,199
– –
125 126
127
128 129

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.