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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGP icon
3151
Resources Connection
RGP
$146M
$22K ﹤0.01%
1,370
+927
+209% +$16.2K
RGT
3152
Royce Global Value Trust
RGT
$101M
$22K ﹤0.01%
3,024
-106
-3% -$783
SOYB icon
3153
Teucrium Soybean Fund
SOYB
$60.7M
$22K ﹤0.01%
1,250
– –
TEX icon
3154
Terex
TEX
$7.76B
$22K ﹤0.01%
1,195
-1,982
-62% -$39.2K
X
3155
DELISTED
US Steel
X
$22K ﹤0.01%
2,713
-22,179
-89% -$218K
ONIT
3156
Onity Group
ONIT
$327M
$22K ﹤0.01%
210
– –
SMC
3157
Summit Midstream
SMC
$479M
$22K ﹤0.01%
77
+17
+28% +$4.6K
WIRE
3158
DELISTED
Encore Wire Corp
WIRE
$22K ﹤0.01%
585
+356
+155% +$14.4K
MDRX
3159
DELISTED
Veradigm Inc. Common Stock
MDRX
$22K ﹤0.01%
1,389
– –
TIS
3160
DELISTED
Orchids Paper Products, Inc.
TIS
$22K ﹤0.01%
728
+224
+44% +$6.59K
NSM
3161
DELISTED
Nationstar Mortgage Holdings
NSM
$22K ﹤0.01%
1,625
-1
-0.1% -$13
JASO
3162
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$22K ﹤0.01%
2,300
+300
+15% +$2.63K
IPCC
3163
DELISTED
Infinity Property & Casualty C
IPCC
$22K ﹤0.01%
273
+122
+81% +$10K
CSRA
3164
DELISTED
CSRA Inc.
CSRA
$22K ﹤0.01%
+767
New +$22K
MTCN
3165
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$22K ﹤0.01%
3,350
-2,000
-37% -$16.5K
IRR
3166
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$22K ﹤0.01%
3,979
+72
+2% +$439
MTGE
3167
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$22K ﹤0.01%
1,568
+3
+0.2% +$44
AMCC
3168
DELISTED
Applied Micro Circuits Corporation New
AMCC
$22K ﹤0.01%
3,506
-137
-4% -$924
SWFT
3169
DELISTED
Swift Transportation Company
SWFT
$22K ﹤0.01%
1,584
-801
-34% -$12.2K
AG icon
3170
First Majestic Silver
AG
$9.53B
$21K ﹤0.01%
6,400
+5,400
+540% +$18.4K
EFOR
3171
Everforth Inc
EFOR
$1.3B
$21K ﹤0.01%
470
+427
+993% +$18.7K
BBP icon
3172
Virtus Biotech ETF
BBP
$105M
$21K ﹤0.01%
670
+2
+0.3% +$61
BGR icon
3173
BlackRock Energy and Resources Trust
BGR
$430M
$21K ﹤0.01%
1,645
-4,694
-74% -$68.3K
BLKB icon
3174
Blackbaud
BLKB
$2.07B
$21K ﹤0.01%
323
-1,346
-81% -$84.2K
EPHE icon
3175
iShares MSCI Philippines ETF
EPHE
$146M
$21K ﹤0.01%
617
– –
125 126
127
128 129

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.