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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVU
3151
DELISTED
SUPERVALU Inc.
SVU
$19K ﹤0.01%
368
– –
JJG
3152
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$19K ﹤0.01%
587
-1,950
-77% -$66.4K
TPLM
3153
DELISTED
Triangle Petroleum Corporation
TPLM
$19K ﹤0.01%
13,650
-1,200
-8% -$4.03K
NXZ
3154
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$19K ﹤0.01%
1,439
+387
+37% +$5.21K
YOKU
3155
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$19K ﹤0.01%
1,050
– –
PGH
3156
DELISTED
Pengrowth Energy Corporation
PGH
$19K ﹤0.01%
22,171
+267
+1% +$386
DTYS
3157
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$19K ﹤0.01%
1,056
-3,872
-79% -$77.6K
PAGG
3158
DELISTED
Invesco Global Agriculture ETF
PAGG
$19K ﹤0.01%
776
+4
+0.5% +$108
FCH
3159
DELISTED
Felcor Lodging Trust
FCH
$19K ﹤0.01%
2,663
-31
-1% -$275
AMCC
3160
DELISTED
Applied Micro Circuits Corporation New
AMCC
$19K ﹤0.01%
3,643
-1,080
-23% -$6.34K
BBP icon
3161
Virtus Biotech ETF
BBP
$106M
$18K ﹤0.01%
668
– –
BFZ
3162
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$18K ﹤0.01%
1,163
– –
CAL icon
3163
Caleres
CAL
$455M
$18K ﹤0.01%
603
-31
-5% -$999
CUT icon
3164
Invesco MSCI Global Timber ETF
CUT
$33.5M
$18K ﹤0.01%
812
-12,824
-94% -$313K
DCI icon
3165
Donaldson
DCI
$11.1B
$18K ﹤0.01%
641
+234
+57% +$7.51K
ETSY icon
3166
Etsy
ETSY
$7.4B
$18K ﹤0.01%
1,290
+400
+45% +$6.29K
EXK
3167
Endeavour Silver
EXK
$3.05B
$18K ﹤0.01%
11,406
– –
FCBC icon
3168
First Community Bankshares
FCBC
$927M
$18K ﹤0.01%
968
+538
+125% +$9.61K
FONR
3169
DELISTED
Fonar
FONR
$18K ﹤0.01%
1,320
– –
GTE icon
3170
Gran Tierra Energy
GTE
$336M
$18K ﹤0.01%
880
-50
-5% -$1.16K
HOPE icon
3171
Hope Bancorp
HOPE
$1.83B
$18K ﹤0.01%
1,195
+453
+61% +$6.78K
MERC icon
3172
Mercer International
MERC
$32.3M
$18K ﹤0.01%
+1,790
New +$21.1K
NPO icon
3173
Enpro
NPO
$7.12B
$18K ﹤0.01%
453
+118
+35% +$5.72K
QYLD icon
3174
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$18K ﹤0.01%
800
– –
SHAK icon
3175
Shake Shack
SHAK
$2.94B
$18K ﹤0.01%
395
-43
-10% -$2.34K
125 126
127
128 129

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.