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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAS
3151
DELISTED
Basis Energy Services, Inc.
BAS
$6K ﹤0.01%
1
– –
TI
3152
DELISTED
Telecom Italia
TI
$6K ﹤0.01%
711
+370
+109% +$2.62K
FONE
3153
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$6K ﹤0.01%
200
-100
-33% -$3.03K
IRY
3154
DELISTED
SPDR S&P International Health Care Sector
IRY
$6K ﹤0.01%
132
-2,401
-95% -$98.2K
SCTY
3155
DELISTED
SolarCity Corporation
SCTY
$6K ﹤0.01%
175
+15
+9% +$563
PLCM
3156
DELISTED
POLYCOM INC
PLCM
$6K ﹤0.01%
554
– –
AGQ icon
3157
ProShares Ultra Silver
AGQ
$1.43B
$5K ﹤0.01%
57
-85
-60% -$6.83K
AMRC icon
3158
Ameresco
AMRC
$1.37B
$5K ﹤0.01%
500
– –
BBD icon
3159
Banco Bradesco
BBD
$35B
$5K ﹤0.01%
1,031
– –
CDP icon
3160
COPT Defense Properties
CDP
$4.13B
$5K ﹤0.01%
230
+32
+16% +$799
CGO
3161
Calamos Global Total Return Fund
CGO
$130M
$5K ﹤0.01%
346
+7
+2% +$95
COHU icon
3162
Cohu
COHU
$2.5B
$5K ﹤0.01%
450
+2
+0.4% +$23
CRK icon
3163
Comstock Resources
CRK
$4.23B
$5K ﹤0.01%
60
– –
CXSE icon
3164
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$501M
$5K ﹤0.01%
200
– –
DB icon
3165
Deutsche Bank
DB
$71.8B
$5K ﹤0.01%
122
– –
DSGR icon
3166
Distribution Solutions Group
DSGR
$1.61B
$5K ﹤0.01%
992
-2,580
-72% -$15.6K
EEMS icon
3167
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$375M
$5K ﹤0.01%
115
+10
+10% +$455
EEV icon
3168
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.88M
$5K ﹤0.01%
+25
New +$6.03K
EGBN icon
3169
Eagle Bancorp
EGBN
$865M
$5K ﹤0.01%
+170
New +$4.38K
EGO icon
3170
Eldorado Gold
EGO
$10.2B
$5K ﹤0.01%
141
+60
+74% +$2.28K
POWR
3171
iShares U.S. Power Infrastructure ETF
POWR
$463M
$5K ﹤0.01%
220
– –
FNDX icon
3172
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$5K ﹤0.01%
+600
New +$4.93K
GGB icon
3173
Gerdau
GGB
$9.21B
$5K ﹤0.01%
775
+218
+39% +$1.18K
GLDD
3174
DELISTED
Great Lakes Dredge & Dock
GLDD
$5K ﹤0.01%
720
+707
+5,438% +$5.25K
H icon
3175
Hyatt Hotels
H
$16.3B
$5K ﹤0.01%
111
+10
+10% +$439
125 126
127
128 129

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.