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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOG
3126
DELISTED
GASLOG LTD
GLOG
$47K ﹤0.01%
2,703
+159
+6% +$2.67K
HGI
3127
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$47K ﹤0.01%
2,813
-800
-22% -$13.4K
WEB
3128
DELISTED
Web.com Group, Inc.
WEB
$47K ﹤0.01%
1,870
-92
-5% -$2.21K
RSPP
3129
DELISTED
RSP Permian, Inc.
RSPP
$47K ﹤0.01%
1,359
+93
+7% +$2.99K
POWR
3130
iShares U.S. Power Infrastructure ETF
POWR
$464M
$46K ﹤0.01%
2,291
– –
HYZD icon
3131
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$46K ﹤0.01%
1,900
+1,011
+114% +$24.3K
NBR icon
3132
Nabors Industries
NBR
$1.35B
$46K ﹤0.01%
114
-5
-4% -$1.83K
RFDI icon
3133
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$46K ﹤0.01%
+725
New +$44.8K
UPBD icon
3134
Upbound Group
UPBD
$1.15B
$46K ﹤0.01%
3,980
+525
+15% +$6.49K
WEAT icon
3135
Teucrium Wheat Fund
WEAT
$297M
$46K ﹤0.01%
1,400
+1,160
+483% +$40.6K
RNDB
3136
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
$46K ﹤0.01%
3,000
– –
GWB
3137
DELISTED
Great Western Bancorp, Inc.
GWB
$46K ﹤0.01%
1,121
-2,616
-70% -$99.8K
ICB
3138
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$46K ﹤0.01%
2,535
+886
+54% +$16.2K
DHG
3139
DELISTED
Deutsche High Incm Opportunities
DHG
$46K ﹤0.01%
3,092
+6
+0.2% +$90
MNP
3140
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$46K ﹤0.01%
2,947
+1
+0% +$16
BNO icon
3141
United States Brent Oil Fund
BNO
$771M
$45K ﹤0.01%
3,000
– –
CPA icon
3142
Copa Holdings
CPA
$6.17B
$45K ﹤0.01%
361
-512
-59% -$64.7K
HOUS
3143
DELISTED
Anywhere Real Estate
HOUS
$45K ﹤0.01%
1,377
-584
-30% -$19.7K
JRVR icon
3144
James River Group Holdings
JRVR
$200M
$45K ﹤0.01%
1,099
+176
+19% +$7.03K
MKTX icon
3145
MarketAxess Holdings
MKTX
$5.72B
$45K ﹤0.01%
237
+84
+55% +$16.1K
PBYI icon
3146
Puma Biotechnology
PBYI
$450M
$45K ﹤0.01%
374
– –
PLUG icon
3147
Plug Power
PLUG
$3.21B
$45K ﹤0.01%
17,517
+8,640
+97% +$19.2K
RAIL icon
3148
FreightCar America
RAIL
$243M
$45K ﹤0.01%
2,300
+500
+28% +$8.8K
RVSB icon
3149
Riverview Bancorp
RVSB
$107M
$45K ﹤0.01%
5,399
– –
SPHB icon
3150
Invesco S&P 500 High Beta ETF
SPHB
$956M
$45K ﹤0.01%
1,133
-570
-33% -$21.5K
124 125
126
127 128

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.