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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAL icon
3126
State Street Global Allocation ETF
GAL
$316M
$30K ﹤0.01%
894
+60
+7% +$2.04K
GMF icon
3127
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$439M
$30K ﹤0.01%
368
– –
HUBB icon
3128
Hubbell
HUBB
$26.9B
$30K ﹤0.01%
289
-6
-2% -$637
JOE icon
3129
St. Joe Company
JOE
$3.86B
$30K ﹤0.01%
1,606
– –
MMSI icon
3130
Merit Medical Systems
MMSI
$5.41B
$30K ﹤0.01%
1,260
+54
+4% +$1.25K
NPK icon
3131
National Presto Industries
NPK
$1.01B
$30K ﹤0.01%
338
– –
PSR icon
3132
Invesco Active US Real Estate Fund
PSR
$59.9M
$30K ﹤0.01%
371
– –
RBBN icon
3133
Ribbon Communications
RBBN
$372M
$30K ﹤0.01%
3,912
-642
-14% -$5.61K
THQ
3134
abrdn Healthcare Opportunities Fund
THQ
$810M
$30K ﹤0.01%
1,741
+503
+41% +$8.74K
TRAK icon
3135
ReposiTrak
TRAK
$154M
$30K ﹤0.01%
2,500
– –
WLK icon
3136
Westlake Corp
WLK
$10.2B
$30K ﹤0.01%
558
-30
-5% -$1.45K
XOMA
3137
DELISTED
Xoma
XOMA
$30K ﹤0.01%
3,242
– –
CROP
3138
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$30K ﹤0.01%
950
– –
RDC
3139
DELISTED
Rowan Companies Plc
RDC
$30K ﹤0.01%
1,974
+387
+24% +$5.67K
SODA
3140
DELISTED
SodaStream International Ltd
SODA
$30K ﹤0.01%
1,138
– –
CRC
3141
DELISTED
California Resources Corporation
CRC
$30K ﹤0.01%
2,430
+422
+21% +$4.81K
DCOM
3142
DELISTED
Dime Community Bancshares
DCOM
$30K ﹤0.01%
1,800
– –
AGEN
3143
Agenus
AGEN
$334M
$29K ﹤0.01%
204
+26
+15% +$2.98K
BDN
3144
Brandywine Realty Trust
BDN
$542M
$29K ﹤0.01%
1,878
-101
-5% -$1.65K
CAMT icon
3145
Camtek
CAMT
$7.54B
$29K ﹤0.01%
9,600
-2,650
-22% -$6.79K
CGO
3146
Calamos Global Total Return Fund
CGO
$131M
$29K ﹤0.01%
2,537
+303
+14% +$3.44K
CMU
3147
DELISTED
MFS High Yield Municipal Trust
CMU
$29K ﹤0.01%
5,744
+4,494
+360% +$22.6K
CSGS
3148
DELISTED
CSG Systems International
CSGS
$29K ﹤0.01%
693
– –
DGZ icon
3149
DB Gold Short ETN due Feb 15 2038
DGZ
$1.77M
$29K ﹤0.01%
2,200
– –
EXI icon
3150
iShares Global Industrials ETF
EXI
$1.49B
$29K ﹤0.01%
387
-500
-56% -$36.3K
124 125
126
127 128

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.