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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVD icon
3126
American Vanguard Corp
AVD
$63.4M
$19K ﹤0.01%
1,655
– –
CMC icon
3127
Commercial Metals
CMC
$7.97B
$19K ﹤0.01%
1,415
+3
+0.2% +$46
CNA icon
3128
CNA Financial
CNA
$13.8B
$19K ﹤0.01%
542
-203
-27% -$7.65K
CVBF icon
3129
CVB Financial
CVBF
$4.09B
$19K ﹤0.01%
1,134
-92
-8% -$1.57K
ENX
3130
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$19K ﹤0.01%
1,500
– –
EPAC icon
3131
Enerpac Tool Group
EPAC
$1.88B
$19K ﹤0.01%
1,043
+18
+2% +$384
EZA icon
3132
iShares MSCI South Africa ETF
EZA
$561M
$19K ﹤0.01%
346
+2
+0.6% +$118
HRI icon
3133
Herc Holdings
HRI
$5.67B
$19K ﹤0.01%
386
-8,893
-96% -$466K
ILTB icon
3134
iShares Core 10+ Year USD Bond ETF
ILTB
$593M
$19K ﹤0.01%
326
+116
+55% +$6.93K
KELYA icon
3135
Kelly Services Class A
KELYA
$559M
$19K ﹤0.01%
1,309
– –
KRO icon
3136
KRONOS Worldwide
KRO
$986M
$19K ﹤0.01%
3,182
+1,900
+148% +$15.8K
NNBR icon
3137
NN Inc
NNBR
$305M
$19K ﹤0.01%
1,033
-194
-16% -$4.5K
PMX
3138
DELISTED
PIMCO Municipal Income Fund III
PMX
$19K ﹤0.01%
1,750
– –
RTH icon
3139
VanEck Retail ETF
RTH
$258M
$19K ﹤0.01%
257
+195
+315% +$14.9K
SMP icon
3140
Standard Motor Products
SMP
$856M
$19K ﹤0.01%
524
+96
+22% +$3.35K
SPTN
3141
DELISTED
SpartanNash
SPTN
$19K ﹤0.01%
709
– –
TTMI icon
3142
TTM Technologies
TTMI
$15.1B
$19K ﹤0.01%
3,000
+2,000
+200% +$15.7K
XMLV icon
3143
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
$19K ﹤0.01%
600
– –
XYLD icon
3144
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$19K ﹤0.01%
465
– –
ZTR
3145
Virtus Total Return Fund
ZTR
$339M
$19K ﹤0.01%
1,682
+28
+2% +$344
NVRO
3146
DELISTED
NEVRO CORP.
NVRO
$19K ﹤0.01%
400
– –
CATM
3147
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$19K ﹤0.01%
573
+109
+23% +$3.76K
LGCY
3148
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$19K ﹤0.01%
4,572
-1,075
-19% -$7.26K
DDE
3149
DELISTED
Dover Downs Gaming & Entertain
DDE
$19K ﹤0.01%
20,390
– –
SN
3150
DELISTED
Sanchez Energy Corporation
SN
$19K ﹤0.01%
3,300
-362
-10% -$2.44K
124 125
126
127 128

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.