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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBMT icon
3126
Eagle Bancorp Montana
EBMT
$189M
$16K ﹤0.01%
+1,500
New +$16.2K
FNDE icon
3127
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$16K ﹤0.01%
+699
New +$17.4K
GOVT icon
3128
iShares US Treasury Bond ETF
GOVT
$43.8B
$16K ﹤0.01%
624
+370
+146% +$9.28K
GUT
3129
Gabelli Utility Trust
GUT
$580M
$16K ﹤0.01%
2,196
+1,026
+88% +$7.21K
HWC icon
3130
Hancock Whitney
HWC
$6.37B
$16K ﹤0.01%
536
+63
+13% +$2.05K
JRS icon
3131
Nuveen Real Estate Income Fund
JRS
$248M
$16K ﹤0.01%
+1,425
New +$15.9K
LEMB icon
3132
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$723M
$16K ﹤0.01%
341
+234
+219% +$11.1K
LPCN icon
3133
Lipocine
LPCN
$17M
$16K ﹤0.01%
176
+58
+49% +$4.9K
MMSI icon
3134
Merit Medical Systems
MMSI
$5.4B
$16K ﹤0.01%
950
– –
PRGS icon
3135
Progress Software
PRGS
$1.83B
$16K ﹤0.01%
578
+42
+8% +$1.09K
PSCE icon
3136
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$16K ﹤0.01%
105
– –
RVNU icon
3137
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$16K ﹤0.01%
620
+4
+0.6% +$104
SPTN
3138
DELISTED
SpartanNash
SPTN
$16K ﹤0.01%
609
+9
+2% +$207
VAC icon
3139
Marriott Vacations Worldwide
VAC
$4.17B
$16K ﹤0.01%
212
– –
VGLT icon
3140
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$16K ﹤0.01%
205
+2
+1% +$150
XES icon
3141
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$16K ﹤0.01%
58
-50
-46% -$16.3K
CCEC
3142
Capital Clean Energy Carriers
CCEC
$1.36B
$16K ﹤0.01%
270
+189
+233% +$11.1K
CORR
3143
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$16K ﹤0.01%
490
+9
+2% +$312
CHKR
3144
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$16K ﹤0.01%
3,000
– –
CHSP
3145
DELISTED
Chesapeake Lodging Trust
CHSP
$16K ﹤0.01%
427
+101
+31% +$3.36K
EQY
3146
DELISTED
Equity One
EQY
$16K ﹤0.01%
600
+8
+1% +$191
NILE
3147
DELISTED
Blue Nile, Inc.
NILE
$16K ﹤0.01%
443
+333
+303% +$11K
AMSG
3148
DELISTED
Amsurg Corp
AMSG
$16K ﹤0.01%
278
+51
+22% +$2.6K
CPHD
3149
DELISTED
Cepheid Inc
CPHD
$16K ﹤0.01%
+283
New +$14.3K
QLGC
3150
DELISTED
QLOGIC CORP
QLGC
$16K ﹤0.01%
1,272
+62
+5% +$705
124 125
126
127 128

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.