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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSKA
3101
DELISTED
Heska Corp
HSKA
$49K ﹤0.01%
553
+425
+332% +$41.8K
EIO
3102
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$49K ﹤0.01%
3,761
+27
+0.7% +$358
IBN icon
3103
ICICI Bank
IBN
$106B
$48K ﹤0.01%
5,653
-230
-4% -$2.1K
PFIG icon
3104
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$48K ﹤0.01%
1,860
-2,504
-57% -$64.3K
RSPR icon
3105
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$100M
$48K ﹤0.01%
1,756
-372
-17% -$10.2K
VEGI icon
3106
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$48K ﹤0.01%
1,700
– –
SWIR
3107
DELISTED
Sierra Wireless
SWIR
$48K ﹤0.01%
2,198
– –
ADXS
3108
DELISTED
Advaxis Inc
ADXS
$48K ﹤0.01%
760
+27
+4% +$2.49K
TCHF
3109
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
$48K ﹤0.01%
1,275
+775
+155% +$28K
RENX
3110
DELISTED
RELX N.V.
RENX
$48K ﹤0.01%
2,286
+108
+5% +$2.26K
AKR icon
3111
Acadia Realty Trust
AKR
$2.86B
$47K ﹤0.01%
1,632
+46
+3% +$1.33K
BHB icon
3112
Bar Harbor Bankshares
BHB
$681M
$47K ﹤0.01%
1,491
– –
CATH icon
3113
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$47K ﹤0.01%
+1,500
New +$45.6K
CNDT icon
3114
Conduent
CNDT
$252M
$47K ﹤0.01%
2,939
-486
-14% -$7.94K
DTRE icon
3115
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$47K ﹤0.01%
1,052
-40
-4% -$1.8K
ESRT icon
3116
Empire State Realty Trust
ESRT
$836M
$47K ﹤0.01%
2,315
-14
-0.6% -$287
EWW icon
3117
iShares MSCI Mexico ETF
EWW
$1.87B
$47K ﹤0.01%
863
-6,058
-88% -$340K
LPLA icon
3118
LPL Financial
LPLA
$29.5B
$47K ﹤0.01%
908
-355
-28% -$16.3K
MMSI icon
3119
Merit Medical Systems
MMSI
$5.4B
$47K ﹤0.01%
1,106
-100
-8% -$4.03K
MNRO icon
3120
Monro
MNRO
$352M
$47K ﹤0.01%
827
-1,016
-55% -$47.7K
MTCH icon
3121
Match Group
MTCH
$8.56B
$47K ﹤0.01%
2,002
+65
+3% +$1.31K
OSIS icon
3122
OSI Systems
OSIS
$3.77B
$47K ﹤0.01%
519
– –
SKYW icon
3123
Skywest
SKYW
$4.21B
$47K ﹤0.01%
1,066
+503
+89% +$18.8K
ABFL
3124
Abacus FCF Leaders ETF
ABFL
$548M
$47K ﹤0.01%
1,500
+1,000
+200% +$29.9K
CAJ
3125
DELISTED
Canon, Inc.
CAJ
$47K ﹤0.01%
1,379
+391
+40% +$13.5K
123 124
125
126 127

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.