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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGM icon
3101
Federal Agricultural Mortgage
AGM
$2.51B
$31K ﹤0.01%
787
+187
+31% +$7.33K
AU icon
3102
AngloGold Ashanti
AU
$48.5B
$31K ﹤0.01%
1,907
-3,680
-66% -$69.9K
CPF icon
3103
Central Pacific Financial
CPF
$1B
$31K ﹤0.01%
1,230
-225
-15% -$5.58K
DRH icon
3104
Diamondrock Hospitality Co
DRH
$2.53B
$31K ﹤0.01%
3,450
+541
+19% +$5.28K
HEI icon
3105
HEICO Corp
HEI
$52B
$31K ﹤0.01%
1,104
+188
+21% +$5.31K
HNI icon
3106
HNI Corp
HNI
$3.52B
$31K ﹤0.01%
771
+242
+46% +$12.3K
IBKR icon
3107
Interactive Brokers
IBKR
$41.6B
$31K ﹤0.01%
3,468
-104
-3% -$921
ICUI icon
3108
ICU Medical
ICUI
$4.56B
$31K ﹤0.01%
238
+110
+86% +$13.3K
ITUB icon
3109
Itaú Unibanco
ITUB
$79.9B
$31K ﹤0.01%
6,413
-1,150
-15% -$5.44K
KBR icon
3110
KBR
KBR
$4.84B
$31K ﹤0.01%
1,979
+216
+12% +$3.18K
MLPA icon
3111
Global X MLP ETF
MLPA
$2.3B
$31K ﹤0.01%
451
+170
+60% +$11.7K
PTC icon
3112
PTC
PTC
$16.4B
$31K ﹤0.01%
680
-35
-5% -$1.45K
RZV icon
3113
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$308M
$31K ﹤0.01%
487
+39
+9% +$2.37K
VJET
3114
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$31K ﹤0.01%
1,320
+40
+3% +$885
HTZ
3115
DELISTED
Hertz Global Holdings, Inc.
HTZ
$31K ﹤0.01%
886
-265
-23% -$11.1K
RTEC
3116
DELISTED
Rudolph Technologies Inc
RTEC
$31K ﹤0.01%
1,715
+141
+9% +$2.39K
KERX
3117
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$31K ﹤0.01%
5,775
+200
+4% +$1.08K
DGL
3118
DELISTED
Invesco DB Gold Fund
DGL
$31K ﹤0.01%
726
– –
JO
3119
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$31K ﹤0.01%
1,383
-224
-14% -$4.88K
VTTI
3120
DELISTED
VTTI Energy Partners LP
VTTI
$31K ﹤0.01%
+1,655
New +$31.9K
MEG
3121
DELISTED
Media General, Inc
MEG
$31K ﹤0.01%
1,676
– –
STL
3122
DELISTED
Sterling Bancorp
STL
$31K ﹤0.01%
1,774
– –
APAM icon
3123
Artisan Partners
APAM
$3.01B
$30K ﹤0.01%
1,053
+900
+588% +$24.6K
ATEX icon
3124
Anterix
ATEX
$1.78B
$30K ﹤0.01%
1,300
– –
BDC icon
3125
Belden
BDC
$5.32B
$30K ﹤0.01%
438
-3
-0.7% -$209
123 124
125
126 127

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.