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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.61%
2 Consumer Staples 5.56%
3 Technology 5.35%
4 Industrials 5.06%
5 Healthcare 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WATT icon
3101
Energous
WATT
$83.5M
$25K ﹤0.01%
4
+3
+300% +$12.4K
ATSG
3102
DELISTED
Air Transport Services Group
ATSG
$25K ﹤0.01%
1,577
+1,327
+531% +$15.2K
WIRE
3103
DELISTED
Encore Wire Corp
WIRE
$25K ﹤0.01%
652
+67
+11% +$2.43K
RAVN
3104
DELISTED
Raven Industries Inc
RAVN
$25K ﹤0.01%
1,580
-4,386
-74% -$66.3K
JTD
3105
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$25K ﹤0.01%
1,826
+38
+2% +$496
GLOG
3106
DELISTED
GASLOG LTD
GLOG
$25K ﹤0.01%
2,567
+637
+33% +$5.49K
ACHN
3107
DELISTED
Achillion Pharmaceuticals
ACHN
$25K ﹤0.01%
3,154
-2,100
-40% -$15.4K
MDCO
3108
DELISTED
Medicines Co
MDCO
$25K ﹤0.01%
800
+80
+11% +$2.61K
KERX
3109
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$25K ﹤0.01%
5,575
+109
+2% +$435
SODA
3110
DELISTED
SodaStream International Ltd
SODA
$25K ﹤0.01%
1,775
-50
-3% -$696
SHOR
3111
DELISTED
ShoreTel, Inc.
SHOR
$25K ﹤0.01%
3,340
+1,860
+126% +$14.2K
PLKI
3112
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$25K ﹤0.01%
481
+54
+13% +$3.07K
GK
3113
DELISTED
G&K Services Inc
GK
$25K ﹤0.01%
344
-39
-10% -$2.54K
FMLP
3114
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$25K ﹤0.01%
1,400
– –
AMU
3115
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$25K ﹤0.01%
1,469
-3,740
-72% -$59.3K
IBMI
3116
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$25K ﹤0.01%
980
– –
BDN
3117
Brandywine Realty Trust
BDN
$539M
$24K ﹤0.01%
1,728
-338
-16% -$4.33K
CGO
3118
Calamos Global Total Return Fund
CGO
$131M
$24K ﹤0.01%
2,213
+7
+0.3% +$73
CRAK icon
3119
VanEck Oil Refiners ETF
CRAK
$273M
$24K ﹤0.01%
1,189
– –
ERII icon
3120
Energy Recovery
ERII
$418M
$24K ﹤0.01%
2,285
+1,000
+78% +$7.29K
HOPE icon
3121
Hope Bancorp
HOPE
$1.84B
$24K ﹤0.01%
1,617
-525
-25% -$7.86K
MHF
3122
Western Asset Municipal High Income Fund
MHF
$152M
$24K ﹤0.01%
3,000
– –
MRTN icon
3123
Marten Transport
MRTN
$1.24B
$24K ﹤0.01%
3,165
+357
+13% +$2.45K
NVG icon
3124
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$24K ﹤0.01%
1,507
+51
+4% +$753
OI icon
3125
O-I Glass
OI
$1.03B
$24K ﹤0.01%
1,504
+898
+148% +$12.9K
123 124
125
126 127

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.