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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPY icon
3101
Oppenheimer Holdings
OPY
$1.24B
$20K ﹤0.01%
1,000
– –
PLUG icon
3102
Plug Power
PLUG
$3.2B
$20K ﹤0.01%
11,550
+4,120
+55% +$8.78K
PPBI
3103
DELISTED
Pacific Premier Bancorp
PPBI
$20K ﹤0.01%
1,000
– –
SGMO
3104
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$20K ﹤0.01%
3,619
– –
TREE icon
3105
LendingTree
TREE
$458M
$20K ﹤0.01%
224
+200
+833% +$20.2K
W icon
3106
Wayfair
W
$14.2B
$20K ﹤0.01%
550
+350
+175% +$13.4K
WNC icon
3107
Wabash National
WNC
$521M
$20K ﹤0.01%
1,949
+965
+98% +$11.9K
ZD icon
3108
Ziff Davis
ZD
$1.9B
$20K ﹤0.01%
331
-30
-8% -$1.82K
ZG icon
3109
Zillow
ZG
$7.86B
$20K ﹤0.01%
698
-1,684
-71% -$45K
VRN
3110
DELISTED
Veren
VRN
$20K ﹤0.01%
1,722
-19
-1% -$267
FPL
3111
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$20K ﹤0.01%
1,600
-138
-8% -$2.01K
GLUU
3112
DELISTED
Glu Mobile Inc.
GLUU
$20K ﹤0.01%
4,500
+4,000
+800% +$20.5K
BREW
3113
DELISTED
Craft Brew Alliance, Inc.
BREW
$20K ﹤0.01%
2,490
– –
MINI
3114
DELISTED
Mobile Mini Inc
MINI
$20K ﹤0.01%
634
+377
+147% +$13.3K
SSI
3115
DELISTED
Stage Stores Inc
SSI
$20K ﹤0.01%
2,004
+968
+93% +$13.9K
ASNA
3116
DELISTED
Ascena Retail Group, Inc.
ASNA
$20K ﹤0.01%
71
+36
+103% +$9.4K
ARRY
3117
DELISTED
Array Biopharma Inc
ARRY
$20K ﹤0.01%
4,422
-52
-1% -$308
PAF
3118
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$20K ﹤0.01%
480
-800
-63% -$36.1K
PAY
3119
DELISTED
Verifone Systems Inc
PAY
$20K ﹤0.01%
729
+16
+2% +$499
ISL
3120
DELISTED
Aberdeen Israel Fund
ISL
$20K ﹤0.01%
1,200
– –
ERN
3121
DELISTED
Erin Energy Corp
ERN
$20K ﹤0.01%
5,211
+461
+10% +$1.8K
UNTD
3122
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$20K ﹤0.01%
1,974
– –
ONFC
3123
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$20K ﹤0.01%
1,000
– –
SVA
3124
DELISTED
Sinovac Biotech, Ltd
SVA
$20K ﹤0.01%
3,900
+3,600
+1,200% +$19.1K
AN icon
3125
AutoNation
AN
$6.83B
$19K ﹤0.01%
347
+61
+21% +$3.71K
123 124
125
126 127

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.