We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLDD
3101
DELISTED
Great Lakes Dredge & Dock
GLDD
$7K ﹤0.01%
720
– –
GRFS
3102
Grifois
GRFS
$5.4B
$7K ﹤0.01%
364
– –
HHH icon
3103
Howard Hughes
HHH
$4.04B
$7K ﹤0.01%
64
+57
+814% +$6.19K
IFF icon
3104
International Flavors & Fragrances
IFF
$21.4B
$7K ﹤0.01%
80
– –
IMKTA icon
3105
Ingles Markets
IMKTA
$1.68B
$7K ﹤0.01%
242
– –
LTPZ icon
3106
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
$7K ﹤0.01%
120
+50
+71% +$2.94K
MEI icon
3107
Methode Electronics
MEI
$593M
$7K ﹤0.01%
200
-2
-1% -$58
MFG icon
3108
Mizuho Financial
MFG
$134B
$7K ﹤0.01%
1,664
-589
-26% -$2.49K
NGL icon
3109
NGL Energy Partners
NGL
$2.13B
$7K ﹤0.01%
200
– –
NICE icon
3110
Nice
NICE
$6.17B
$7K ﹤0.01%
160
– –
NVEC icon
3111
NVE Corp
NVEC
$563M
$7K ﹤0.01%
114
-4
-3% -$217
NVRI icon
3112
Enviri
NVRI
$564M
$7K ﹤0.01%
251
-135
-35% -$3.62K
PBH icon
3113
Prestige Consumer Healthcare
PBH
$2.43B
$7K ﹤0.01%
208
– –
TIPZ icon
3114
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$7K ﹤0.01%
130
– –
WRN
3115
Western Copper and Gold
WRN
$541M
$7K ﹤0.01%
10,000
– –
WIRE
3116
DELISTED
Encore Wire Corp
WIRE
$7K ﹤0.01%
132
-66
-33% -$3.11K
ALR
3117
DELISTED
AlerisLife Inc
ALR
$7K ﹤0.01%
126
– –
FEO
3118
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$7K ﹤0.01%
402
-831
-67% -$15.7K
EPAY
3119
DELISTED
Bottomline Technologies Inc
EPAY
$7K ﹤0.01%
200
-2,000
-91% -$64.7K
AVH
3120
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$7K ﹤0.01%
+431
New +$6.33K
VSI
3121
DELISTED
Vitamin Shoppe Inc.
VSI
$7K ﹤0.01%
131
+23
+21% +$1.14K
CRAY
3122
DELISTED
Cray, Inc.
CRAY
$7K ﹤0.01%
250
– –
SN
3123
DELISTED
Sanchez Energy Corporation
SN
$7K ﹤0.01%
300
– –
XOXO
3124
DELISTED
Xo Group Inc
XOXO
$7K ﹤0.01%
500
– –
BPK
3125
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$7K ﹤0.01%
457
+8
+2% +$128
123 124
125
126 127

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.