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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XTN icon
3101
State Street SPDR S&P Transportation ETF
XTN
$388M
$6K ﹤0.01%
176
– –
ZEUS
3102
DELISTED
Olympic Steel
ZEUS
$6K ﹤0.01%
200
– –
TXNM
3103
TXNM Energy Inc
TXNM
$5.91B
$6K ﹤0.01%
260
– –
SGI
3104
Somnigroup International
SGI
$13.7B
$6K ﹤0.01%
572
-2,000
-78% -$20.8K
FRTX
3105
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$6K ﹤0.01%
2
– –
CTG
3106
DELISTED
Computer Task Group, Inc.
CTG
$6K ﹤0.01%
+400
New +$7.84K
ATCO
3107
DELISTED
Atlas Corp.
ATCO
$6K ﹤0.01%
250
-50
-17% -$1.09K
ALR
3108
DELISTED
AlerisLife Inc
ALR
$6K ﹤0.01%
126
+92
+271% +$5.1K
SJI
3109
DELISTED
South Jersey Industries, Inc.
SJI
$6K ﹤0.01%
200
– –
KRA
3110
DELISTED
Kraton Corporation
KRA
$6K ﹤0.01%
298
– –
TOO
3111
DELISTED
Teekay Offshore Partners L.P.
TOO
$6K ﹤0.01%
181
– –
CRAY
3112
DELISTED
Cray, Inc.
CRAY
$6K ﹤0.01%
250
– –
HGI
3113
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$6K ﹤0.01%
346
– –
XOXO
3114
DELISTED
Xo Group Inc
XOXO
$6K ﹤0.01%
500
– –
KYO
3115
DELISTED
Kyocera Adr
KYO
$6K ﹤0.01%
146
+34
+30% +$1.79K
FIG
3116
DELISTED
Fortress Investment Group Llc
FIG
$6K ﹤0.01%
722
– –
WINT
3117
DELISTED
Windtree Therapeutics Inc
WINT
$6K ﹤0.01%
217
+1
+0.5% +$24
EPIQ
3118
DELISTED
EPIQ SYSTEMS INC
EPIQ
$6K ﹤0.01%
480
+75
+19% +$976
RLOC
3119
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$6K ﹤0.01%
500
– –
CNL
3120
DELISTED
CLECO CRP (HOLDING CO)
CNL
$6K ﹤0.01%
128
-20
-14% -$933
NMA
3121
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$6K ﹤0.01%
500
-3,422
-87% -$42.6K
HNT
3122
DELISTED
HEALTH NET INC
HNT
$6K ﹤0.01%
235
-27
-10% -$852
REE
3123
DELISTED
RARE ELEMENT RES LTD
REE
$6K ﹤0.01%
+2,200
New +$4.89K
PVA
3124
DELISTED
PENN VIRGINIA CORP
PVA
$6K ﹤0.01%
848
– –
BSJF
3125
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$6K ﹤0.01%
213
+3
+1% +$80
123 124
125
126 127

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.